---
type: "Bill"
title: "Securities: finance lenders."
description: "Securities: finance lenders."
jurisdiction: "us/states/ca"
legislature: "California Legislature"
session: "20032004"
identifier: "AB 3070"
citation: "California AB 3070 (20032004)"
classification: ["bill"]
subjects: ["Securities: finance lenders."]
status: "enacted"
primary_sponsors: ["Committee on Banking and Finance"]
version_count: 5
action_count: 22
vote_count: 6
first_action: "2004-03-08"
last_action: "2004-09-10"
source: "openstates"
source_identifier: "ocd-bill/c7ba045a-2003-472a-b50a-4729686cf956"
source_url: "http://leginfo.legislature.ca.gov/faces/billNavClient.xhtml?bill_id=200320040AB3070"
source_hash: "25807db8d47f03ecf3fff81a4c9f4fe468a3bcfc6a906b1e478514d6cd77edd7"
vintage: "2026-07-01"
source_snapshot: "https://data.openstates.org/daily/2026-07-01/public.pgdump"
retrieved_at: "2026-07-06"
confidence: "reported"
tags: ["legislation", "bill", "us-ca"]
---

# California AB 3070 (20032004) — Securities: finance lenders.

## Version chain

The bill's text revisions, in order — the diff chain from filing to enrollment.

1. **03/08/04 - Introduced** (filed) — [source](https://leginfo.legislature.ca.gov/faces/billPdf.xhtml?bill_id=200320040AB3070&version=20030AB307099INT)
2. **06/10/04 - Amended Senate** (committee substitute) — [source](https://leginfo.legislature.ca.gov/faces/billPdf.xhtml?bill_id=200320040AB3070&version=20030AB307098AMD)
3. **09/10/04 - Chaptered** (committee substitute) — [source](https://leginfo.legislature.ca.gov/faces/billPdf.xhtml?bill_id=200320040AB3070&version=20030AB307096CHP)
4. **AB3070** (committee substitute) — [source](http://leginfo.legislature.ca.gov/faces/billNavClient.xhtml?bill_id=200320040AB3070)
5. **08/17/04 - Enrolled** (enrolled) — [source](https://leginfo.legislature.ca.gov/faces/billPdf.xhtml?bill_id=200320040AB3070&version=20030AB307097ENR)

## Votes

- ab 3070 b.& f. consent calendar second day regular session — **pass** (pass) · lower
- Do pass, but re-refer to the Committee on Appropriations. — **pass** (pass) · upper
- Do pass and be re-referred to the Committee on Appropriations to Consent Calendar. — **pass** (pass) · lower
- assembly 3rd reading ab3070 committee on bank. & fin. (wiggin by florez — **pass** (pass) · upper
- do pass, to consent calendar. — **pass** (pass) · lower
- ab 3070 b.& f. concurrence in senate amendments by wiggins — **pass** (pass) · lower

## Sponsors

- Committee on Banking and Finance — primary (person)

## Timeline

The legislative action history — every referral, reading, and vote.

- **2004-09-10** Chaptered by Secretary of State - Chapter 461, Statutes of 2004.
- **2004-09-10** Approved by the Governor. `executive-signature`
- **2004-08-26** Enrolled and to the Governor at 3 p.m.
- **2004-08-17** Senate amendments concurred in. To enrollment. (Ayes 80. Noes 0. Page 7225.) `committee-passage-favorable, amendment-passage`
- **2004-08-10** In Assembly. Concurrence in Senate amendments pending. May be considered on or after August 12 pursuant to Assembly Rule 77.
- **2004-08-10** Read third time, passed, and to Assembly. (Ayes 33. Noes 1. Page 4877.) `reading-3, passage, reading-1`
- **2004-08-09** Read second time. To third reading. `reading-2, reading-1`
- **2004-08-05** From committee: Be placed on second reading file pursuant to Senate Rule 28.8. `committee-passage`
- **2004-07-29** In committee: Hearing postponed by committee.
- **2004-06-30** Withdrawn from committee. Re-referred to Standing Committee on Appropriations. `referral-committee`
- **2004-06-24** Withdrawn from committee. Re-referred to Standing Committee on Judiciary. `referral-committee`
- **2004-06-17** From committee: Do pass, and re-refer to Standing Committee on Appropriations Re-referred. (Ayes 7. Noes 1.). `committee-passage-favorable, referral-committee, committee-passage`
- **2004-06-10** From committee chair, with author's amendments: Amend, and re-refer to committee. Read second time, amended, and re-referred to Com. on B., C. & I. T. `referral-committee, amendment-passage, amendment-introduction, reading-2, reading-1`
- **2004-05-20** Referred to Com. on B., C. & I. T. `referral-committee`
- **2004-05-10** In Senate. Read first time. To Standing Committee on Rules for assignment. `reading-1`
- **2004-05-10** Read third time, passed, and to Senate. (Ayes 77. Noes 0. Page 5631.) `reading-3, passage, reading-1`
- **2004-05-03** Read second time. To Consent Calendar. `reading-2, reading-1`
- **2004-04-29** From committee: Do pass. To Consent Calendar. (April 28). `committee-passage-favorable, committee-passage`
- **2004-04-20** From committee: Do pass, and re-refer to Standing Committee on Appropriations with recommendation: To Consent Calendar. Re-referred. (Ayes 11. Noes 0.) (April 19). `committee-passage-favorable, referral-committee, committee-passage`
- **2004-03-15** Referred to Standing Committee on Banking and Finance. `referral-committee`
- **2004-03-09** From printer. May be heard in committee April 8.
- **2004-03-08** Read first time. To print. `reading-1`

## Source

OpenStates / OpenCivicData bulk snapshot [2026-07-01](https://data.openstates.org/daily/2026-07-01/public.pgdump); origin `ocd-bill/c7ba045a-2003-472a-b50a-4729686cf956`. Confidence: reported (aggregated from official California legislature records).