---
type: "Bill"
title: "Amend Investment Adviser Law-AB."
description: "Amend Investment Adviser Law-AB."
jurisdiction: "us/states/nc"
legislature: "North Carolina General Assembly"
session: "2001"
identifier: "SB 269"
citation: "North Carolina SB 269 (2001)"
classification: ["bill"]
subjects: ["DEFINITIONS", "FEES", "FINANCIAL SERVICES", "INVESTMENTS", "OCCUPATIONS", "PRESENTED", "PUBLIC", "RATIFIED", "SECURITIES", "SEN. HOYLE", "CHAPTERED"]
status: "enacted"
primary_sponsors: []
version_count: 4
action_count: 15
vote_count: 2
first_action: "2001-02-28"
last_action: "2001-07-09"
source: "openstates"
source_identifier: "ocd-bill/e2b82d8b-3013-488f-8e8e-c54d91837ea4"
source_url: "http://www.ncleg.net/gascripts/BillLookUp/BillLookUp.pl?Session=2001&BillID=S269&votesToView=all"
source_hash: "d66f8fb3938332367a90f764cd8e83f2a771f15cba6f12b5b84cdec26f7d892e"
vintage: "2026-07-01"
source_snapshot: "https://data.openstates.org/daily/2026-07-01/public.pgdump"
retrieved_at: "2026-07-06"
confidence: "reported"
tags: ["legislation", "bill", "us-nc"]
---

# North Carolina SB 269 (2001) — Amend Investment Adviser Law-AB.

## Version chain

The bill's text revisions, in order — the diff chain from filing to enrollment.

1. **Edition 1** (committee substitute) — [source](http://www.ncleg.net/Sessions/2001/Bills/Senate/PDF/S269v1.pdf)
2. **Edition 2** (committee substitute) — [source](http://www.ncleg.net/Sessions/2001/Bills/Senate/PDF/S269v2.pdf)
3. **Ratified** (committee substitute) — [source](http://www.ncleg.net/Sessions/2001/Bills/Senate/PDF/S269v3.pdf)
4. **SL 2001-273** (committee substitute) — [source](http://www.ncleg.net/Sessions/2001/Bills/Senate/PDF/S269v4.pdf)

## Votes

- Second Reading — **101–0** (pass) · lower
- Second Reading — **48–0** (pass) · upper

## Sponsors

- Hoyle — cosponsor (person)

## Timeline

The legislative action history — every referral, reading, and vote.

- **2001-07-09** Ch. SL 2001-273 `became-law`
- **2001-07-09** Signed By Gov. 7/9/2001 `executive-signature`
- **2001-07-04** Pres. To Gov. 7/4/2001 `executive-receipt`
- **2001-07-03** Ratified
- **2001-07-02** Passed 2nd & 3rd Reading `passage, reading-2, reading-3`
- **2001-06-25** Placed On Cal For 6/26/2001
- **2001-06-20** Cal Pursuant Rule 36(b)
- **2001-06-20** Reptd Fav `committee-passage-favorable`
- **2001-04-26** Ref To Com On Financial Institutions `referral-committee`
- **2001-04-26** Rec From Senate
- **2001-04-24** Passed 2nd & 3rd Reading `passage, reading-2, reading-3`
- **2001-04-23** Com Substitute Adopted
- **2001-04-23** Reptd Fav Com Substitute `committee-passage-favorable`
- **2001-03-01** Ref To Com On Commerce `referral-committee`
- **2001-02-28** Filed `introduction`

## Source

OpenStates / OpenCivicData bulk snapshot [2026-07-01](https://data.openstates.org/daily/2026-07-01/public.pgdump); origin `ocd-bill/e2b82d8b-3013-488f-8e8e-c54d91837ea4`. Confidence: reported (aggregated from official North Carolina legislature records).