---
type: "Bill"
title: "Relates to unregistered and unlicensed mortgage brokers"
description: "Relates to unregistered and unlicensed mortgage brokers; establishes additional penalties against unlicensed or unregistered persons or entities engaging in activities after receiving a cease and desist notice."
jurisdiction: "us/states/ny"
legislature: "New York Legislature"
session: "2023-2024"
identifier: "A 1153"
citation: "New York A 1153 (2023-2024)"
classification: ["bill"]
subjects: []
status: "enacted"
primary_sponsors: ["Clyde Vanel"]
version_count: 2
action_count: 15
vote_count: 2
first_action: "2023-01-13"
last_action: "2023-10-25"
source: "openstates"
source_identifier: "ocd-bill/db65ef9c-9c52-4b10-b623-1a158effebcd"
source_url: "http://www.nysenate.gov/legislation/bills/2023/A1153"
source_hash: "53db0490b9e2d99aaefdf00f1b98f3ab37ded2612854567aeba590b0d3cbdfb5"
vintage: "2026-07-01"
source_snapshot: "https://data.openstates.org/daily/2026-07-01/public.pgdump"
retrieved_at: "2026-07-06"
confidence: "reported"
tags: ["legislation", "bill", "us-ny"]
---

# New York A 1153 (2023-2024) — Relates to unregistered and unlicensed mortgage brokers

Relates to unregistered and unlicensed mortgage brokers; establishes additional penalties against unlicensed or unregistered persons or entities engaging in activities after receiving a cease and desist notice.

## Version chain

The bill's text revisions, in order — the diff chain from filing to enrollment.

1. **A1153** (committee substitute) — [source](http://assembly.state.ny.us/leg/?sh=printbill&bn=A1153&term=2023&Text=Y)
2. **A1153A** (committee substitute) — [source](http://legislation.nysenate.gov/pdf/bills/2023/A1153A)

## Votes

- Floor Vote - Version: A — **38–20** (pass) · upper
- Assembly Vote — **146–0** (pass) · lower

## Sponsors

- Clyde Vanel — primary (person)

## Timeline

The legislative action history — every referral, reading, and vote.

- **2023-01-13** REFERRED TO BANKS `referral-committee`
- **2023-02-08** AMEND (T) AND RECOMMIT TO BANKS `amendment-passage, referral-committee`
- **2023-02-08** PRINT NUMBER 1153A `amendment-passage`
- **2023-02-14** REPORTED REFERRED TO CODES `referral-committee`
- **2023-02-28** REPORTED
- **2023-03-02** ADVANCED TO THIRD READING CAL.23
- **2023-03-13** PASSED ASSEMBLY `passage`
- **2023-03-13** DELIVERED TO SENATE
- **2023-03-13** REFERRED TO BANKS `referral-committee`
- **2023-05-10** SUBSTITUTED FOR S1144A
- **2023-05-10** 3RD READING CAL.83
- **2023-05-10** PASSED SENATE `passage`
- **2023-05-10** RETURNED TO ASSEMBLY
- **2023-10-13** DELIVERED TO GOVERNOR `executive-receipt`
- **2023-10-25** SIGNED CHAP.540 `executive-signature`

## Source

OpenStates / OpenCivicData bulk snapshot [2026-07-01](https://data.openstates.org/daily/2026-07-01/public.pgdump); origin `ocd-bill/db65ef9c-9c52-4b10-b623-1a158effebcd`. Confidence: reported (aggregated from official New York legislature records).