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Fabio 76b8ec33a7 Legal corpus: the complete U.S. Code (59,740 sections, all 53 titles)
Ingested titles 12–51 and 54 from OLRC USLM XML @119-100 (the whole Code
now, uniform edition; Title 53 is reserved/empty). LegalText 11,221 ->
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Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-06 10:51:44 -04:00

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LegalText 15 U.S.C. § 77yyy Penalties us united_states_code code_section 15 COMMERCE AND TRADE 2A SECURITIES AND TRUST INDENTURES 77yyy 15 U.S.C. § 77yyy current 119-100 2026-06-26 official https://uscode.house.gov/download/releasepoints/us/pl/119/100/xml_usc15@119-100.zip /us/usc/t15/s77yyy data/legal/raw/us/code/title-15/usc15.xml 476c6db1c0be6dc8177e09d63d00eb0376ab62b4962eb9f1e486fae3652a92bf 6982338d990ef19d6b52bff6825089bdd6d0ee1233d9382673faf533decd5059 27a42e2d05966a9a7def09768638ae384c5508523d8f670e99e7f5557dfb44d6 2026-07-04 official
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15 U.S.C. § 77yyy - Penalties

Text

Any person who willfully violates any provision of this subchapter or any rule, regulation, or order thereunder, or any person who willfully, in any application, report, or document filed or required to be filed under the provisions of this subchapter or any rule, regulation, or order thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more than $10,000 or imprisoned not more than five years, or both.

(May 27, 1933, ch. 38, title III, § 325, as added Aug. 3, 1939, ch. 411, 53 Stat. 1177; amended Pub. L. 9429, § 27(d), June 4, 1975, 89 Stat. 163.)

Notes

Editorial Notes

Amendments1975—Pub. L. 9429 substituted “$10,000” for “$5,000”.

Statutory Notes and Related Subsidiaries

Effective Date of 1975 AmendmentAmendment by Pub. L. 9429 effective June 4, 1975, see section 31(a) of Pub. L. 9429, set out as a note under section 78b of this title.