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Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-06 10:51:44 -04:00

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LegalText 15 U.S.C. § 78o1 Brokers deemed to be registered us united_states_code code_section 15 COMMERCE AND TRADE 2B SECURITIES EXCHANGES 78o1 15 U.S.C. § 78o1 current 119-100 2026-06-26 official https://uscode.house.gov/download/releasepoints/us/pl/119/100/xml_usc15@119-100.zip /us/usc/t15/s78o1 data/legal/raw/us/code/title-15/usc15.xml d035a1bd3174e411950c022f7c9c2f075deed642abe467fedfebf2fbc465da17 6982338d990ef19d6b52bff6825089bdd6d0ee1233d9382673faf533decd5059 02802d1be7cd99f69f92c736c259b5bab47626a685823f3690ccc4fc0ce51a65 2026-07-04 official
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15 U.S.C. § 78o1 - Brokers deemed to be registered

Text

All brokers and dealers for whom registration was in effect on May 27, 1936, in accordance with rules and regulations of the Commission prescribed pursuant to section 78o of this title shall be deemed to be registered pursuant to said section.

(May 27, 1936, ch. 462, § 10, 49 Stat. 1380.)

Notes

Editorial Notes

Codification Section was not enacted as a part of the Securities Exchange Act of 1934 which comprises this chapter.

Executive Documents

Transfer of Functions For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§ 1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat. 1265, set out under section 78d of this title.