republic-os/legislation/us/states/ca/20072008/ab-2149.md

type, title, description, jurisdiction, legislature, session, identifier, citation, classification, subjects, status, primary_sponsors, version_count, action_count, vote_count, first_action, last_action, source, source_identifier, source_url, source_hash, vintage, source_snapshot, retrieved_at, confidence, tags

type	title	description	jurisdiction	legislature	session	identifier	citation	classification	subjects	status	primary_sponsors	version_count	action_count	vote_count	first_action	last_action	source	source_identifier	source_url	source_hash	vintage	source_snapshot	retrieved_at	confidence	tags
Bill	Broker-dealers and investment advisers.	Broker-dealers and investment advisers.	us/states/ca	California Legislature	20072008	AB 2149	California AB 2149 (20072008)	bill	Broker-dealers and investment advisers.	enacted	Berg	9	26	6	2008-02-20	2008-09-28	openstates	ocd-bill/352e605d-abae-4966-9dc0-177cd5e7a1d9	http://leginfo.legislature.ca.gov/faces/billNavClient.xhtml?bill_id=200720080AB2149	d884abb8cbc3338eed89394a9107dfd444a10d52eee336550ead570712b25ed8	2026-07-01	https://data.openstates.org/daily/2026-07-01/public.pgdump	2026-07-06	reported	legislation bill us-ca

California AB 2149 (20072008) — Broker-dealers and investment advisers.

Version chain

The bill's text revisions, in order — the diff chain from filing to enrollment.

1. 02/20/08 - Introduced (filed) — source
2. 03/24/08 - Amended Assembly (committee substitute) — source
3. 04/01/08 - Amended Assembly (committee substitute) — source
4. 06/04/08 - Amended Senate (committee substitute) — source
5. 06/24/08 - Amended Senate (committee substitute) — source
6. 08/12/08 - Amended Senate (committee substitute) — source
7. 09/28/08 - Chaptered (committee substitute) — source
8. AB2149 (committee substitute) — source
9. 08/21/08 - Enrolled (enrolled) — source

Votes

• Do pass as amended and be re-referred to the Committee on Appropriations. — pass (pass) · lower
• Assembly 3rd Reading AB2149 Berg By Lowenthal — pass (pass) · upper
• AB 2149 BERG Concurrence in Senate Amendments — pass (pass) · lower
• AB 2149 BERG Assembly Third Reading — pass (pass) · lower
• Do pass. — pass (pass) · lower
• Do pass as amended, and re-refer to the Committee on Appropriations. — pass (pass) · upper

Sponsors

• Berg — primary (person)
• Arambula — coauthor (person)
• Charles Calderon — coauthor (person)
• Coto — coauthor (person)
• De Leon — coauthor (person)
• Jones — coauthor (person)
• Lieber — coauthor (person)
• Lieu — coauthor (person)
• Mendoza — coauthor (person)
• Parra — coauthor (person)
• Swanson — coauthor (person)
• Torrico — coauthor (person)
• Wolk — coauthor (person)

Timeline

The legislative action history — every referral, reading, and vote.

• 2008-02-20 Read first time. To print. reading-1
• 2008-02-21 From printer. May be heard in committee March 22.
• 2008-03-05 Referred to Standing Committee on Banking and Finance. referral-committee
• 2008-03-24 From committee chair, with author's amendments: Amend, and re-refer to Standing Committee on Banking and Finance Read second time and amended. reading-1, reading-2, amendment-passage, amendment-introduction, referral-committee
• 2008-03-25 Re-referred to Standing Committee on Banking and Finance. referral-committee
• 2008-03-28 From committee: Amend, do pass as amended, and re-refer to Standing Committee on Appropriations (Ayes 7. Noes 3.) (March 24). amendment-introduction, committee-passage, amendment-passage, referral-committee
• 2008-04-01 Read second time and amended. reading-1, reading-2, amendment-passage
• 2008-04-03 Re-referred to Standing Committee on Appropriations. referral-committee
• 2008-04-16 From committee: Do pass. (Ayes 12. Noes 3.) (April 16). committee-passage, committee-passage-favorable
• 2008-04-17 Read second time. To third reading. reading-1, reading-2
• 2008-04-21 Read third time, passed, and to Senate. (Ayes 64. Noes 8. Page 4742.) passage, reading-1, reading-3
• 2008-04-22 In Senate. Read first time. To Standing Committee on Rules for assignment. reading-1
• 2008-05-01 Referred to Com. on B., F. & I. referral-committee
• 2008-06-04 From committee chair, with author's amendments: Amend, and re-refer to committee. Read second time, amended, and re-referred to Com. on B., F. & I. reading-1, reading-2, amendment-introduction, referral-committee, amendment-passage
• 2008-06-23 From committee: Amend, do pass as amended, and re-refer to Standing Committee on Appropriations (Ayes 8. Noes 1.) . amendment-introduction, committee-passage, amendment-passage, referral-committee
• 2008-06-24 Read second time, amended, and re-referred to Standing Committee on Appropriations. reading-2, reading-1, amendment-passage, referral-committee
• 2008-08-04 From committee: Be placed on second reading file pursuant to Senate Rule 28.8. committee-passage
• 2008-08-05 Read second time. To third reading. reading-1, reading-2
• 2008-08-12 Read third time, amended. To second reading. reading-1, reading-3, amendment-passage
• 2008-08-13 Read second time. To third reading. reading-1, reading-2
• 2008-08-14 Read third time, passed, and to Assembly. (Ayes 26. Noes 9. Page 5059.) passage, reading-1, reading-3
• 2008-08-14 In Assembly. Concurrence in Senate amendments pending. May be considered on or after August 16 pursuant to Assembly Rule 77.
• 2008-08-18 Senate amendments concurred in. To enrollment. (Ayes 76. Noes 0. Page 6595.) committee-passage-favorable, amendment-passage
• 2008-09-17 Enrolled and to the Governor at 4:30 p.m.
• 2008-09-28 Approved by the Governor. executive-signature
• 2008-09-28 Chaptered by Secretary of State - Chapter 476, Statutes of 2008.

Source

OpenStates / OpenCivicData bulk snapshot 2026-07-01; origin ocd-bill/352e605d-abae-4966-9dc0-177cd5e7a1d9. Confidence: reported (aggregated from official California legislature records).