Department of Financial Protection and Innovation: unlawful practices.
(1) Existing law establishes the Department of Financial Protection and Innovation in the Business, Consumer Services, and Housing Agency, headed by the Commissioner of Financial Protection and Innovation. Under existing law, the commissioner and the department are charged with oversight and enforcement of various laws, including the Corporate Securities Law of 1968. That law authorizes the commissioner, after examination and investigation, the commissioner has reasonable grounds to believe that a broker-dealer or investment advisor has violated a law or rule, to direct by written order the discontinuance of the violation.
us/states/ca
California Legislature
20212022
AB 2433
California AB 2433 (20212022)
bill
Department of Financial Protection and Innovation: unlawful practices.
California AB 2433 (20212022) — Department of Financial Protection and Innovation: unlawful practices.
(1) Existing law establishes the Department of Financial Protection and Innovation in the Business, Consumer Services, and Housing Agency, headed by the Commissioner of Financial Protection and Innovation. Under existing law, the commissioner and the department are charged with oversight and enforcement of various laws, including the Corporate Securities Law of 1968. That law authorizes the commissioner, after examination and investigation, the commissioner has reasonable grounds to believe that a broker-dealer or investment advisor has violated a law or rule, to direct by written order the discontinuance of the violation.
Version chain
The bill's text revisions, in order — the diff chain from filing to enrollment.
Do pass and be re-referred to the Committee on [Appropriations] with recommendation: To Consent Calendar — 10–0 (pass) · lower
Do pass, but first be re-referred to the Committee on [Appropriations] with the recommendation: To Consent Calendar — 11–0 (pass) · upper
Consent Calendar AB2433 — 36–0 (pass) · upper
Do pass. To Consent Calendar. — 13–0 (pass) · lower
AB 2433 Grayson Consent Calendar Second Day — 68–0 (pass) · lower
Do pass, but first be re-referred to the Committee on [Judiciary] with the recommendation: To Consent Calendar — 9–0 (pass) · upper
Sponsors
Grayson — primary (person)
Timeline
The legislative action history — every referral, reading, and vote.
2022-02-17 Read first time. To print. reading-1
2022-02-18 From printer. May be heard in committee March 20.
2022-03-03 Referred to Com. on B. & F. referral-committee
2022-03-11 From committee chair, with author's amendments: Amend, and re-refer to Com. on B. & F. Read second time and amended. amendment-introduction, amendment-passage, reading-1, reading-2
2022-03-15 Re-referred to Com. on B. & F. referral-committee
2022-03-29 From committee: Do pass and re-refer to Com. on APPR. with recommendation: To Consent Calendar. (Ayes 10. Noes 0.) (March 28). Re-referred to Com. on APPR. committee-passage, committee-passage-favorable, referral-committee
2022-04-06 From committee: Do pass. To Consent Calendar. (Ayes 13. Noes 0.) (April 6). committee-passage, committee-passage-favorable
2022-04-07 Read second time. Ordered to Consent Calendar. reading-1, reading-2
2022-04-21 Read third time. Passed. Ordered to the Senate. (Ayes 68. Noes 0. Page 4371.) passage, reading-1, reading-3
2022-04-21 In Senate. Read first time. To Com. on RLS. for assignment. reading-1
2022-05-04 Referred to Coms. on B. & F.I. and JUD. referral-committee
2022-06-15 From committee: Do pass and re-refer to Com. on JUD. with recommendation: To Consent Calendar. (Ayes 9. Noes 0.) (June 15). Re-referred to Com. on JUD. committee-passage, committee-passage-favorable, referral-committee
2022-06-22 From committee: Do pass and re-refer to Com. on APPR with recommendation: To Consent Calendar. (Ayes 11. Noes 0.) (June 21). Re-referred to Com. on APPR. committee-passage, committee-passage-favorable, referral-committee
2022-08-01 From committee: Be ordered to second reading file pursuant to Senate Rule 28.8 and ordered to Consent Calendar. committee-passage, reading-2
2022-08-02 Read second time. Ordered to Consent Calendar. reading-1, reading-2
2022-08-08 Read third time. Passed. Ordered to the Assembly. (Ayes 36. Noes 0. Page 4682.). passage, reading-1, reading-3
2022-08-08 In Assembly. Ordered to Engrossing and Enrolling. committee-passage
2022-08-16 Enrolled and presented to the Governor at 4 p.m.
2022-08-26 Approved by the Governor. executive-signature
2022-08-26 Chaptered by Secretary of State - Chapter 188, Statutes of 2022. became-law
Source
OpenStates / OpenCivicData bulk snapshot 2026-07-01; origin ocd-bill/cb51df92-68b7-4e0b-8a75-2e8870f03456. Confidence: reported (aggregated from official California legislature records).