republic-os/legislation/us/states/co/2018a/hb-18-1388.md

type, title, description, jurisdiction, legislature, session, identifier, citation, classification, subjects, status, primary_sponsors, version_count, action_count, vote_count, first_action, last_action, source, source_identifier, source_url, source_hash, vintage, source_snapshot, retrieved_at, confidence, tags

type	title	description	jurisdiction	legislature	session	identifier	citation	classification	subjects	status	primary_sponsors	version_count	action_count	vote_count	first_action	last_action	source	source_identifier	source_url	source_hash	vintage	source_snapshot	retrieved_at	confidence	tags
Bill	Exempt Reqmnt Register Security If Notice Filing	Existing law generally requires that, for a person to issue a security, either the security or the person must be exempt or the person must register the security with the securities commissioner. The federal 'National Securities Markets Improvement Act of 1996' (NSMIA) preempts certain provisions of the 'Colorado Securities Act' that require the filing of a registration statement and the collection of fees for mutual fund offerings. NSMIA permits state securities regulators to require only notice filing and the payment of a required fee for mutual fund offerings.	us/states/co	Colorado General Assembly	2018A	HB 18-1388	Colorado HB 18-1388 (2018A)	bill		enacted	Alec Garnett Jack Tate	8	12	2	2018-04-12T06:00:00+00:00	2018-05-29T06:00:00+00:00	openstates	ocd-bill/503509e3-2f9f-49d0-a195-64936b871786	http://leg.colorado.gov/bills/hb18-1388	08338ff3b503a2ed5535884d15cdd09e3905ebe5655ec08cb4ca00238bcf503c	2026-07-01	https://data.openstates.org/daily/2026-07-01/public.pgdump	2026-07-06	reported	legislation bill us-co

Colorado HB 18-1388 (2018A) — Exempt Reqmnt Register Security If Notice Filing

Existing law generally requires that, for a person to issue a security, either the security or the person must be exempt or the person must register the security with the securities commissioner. The federal 'National Securities Markets Improvement Act of 1996' (NSMIA) preempts certain provisions of the 'Colorado Securities Act' that require the filing of a registration statement and the collection of fees for mutual fund offerings. NSMIA permits state securities regulators to require only notice filing and the payment of a required fee for mutual fund offerings.

Version chain

The bill's text revisions, in order — the diff chain from filing to enrollment.

1. Committee Amendment (committee substitute) — source
2. Engrossed (04/26/2018) (committee substitute) — source
3. Final Act (05/14/2018) (committee substitute) — source
4. Introduced (04/12/2018) (committee substitute) — source
5. Reengrossed (04/27/2018) (committee substitute) — source
6. Rerevised (05/03/2018) (committee substitute) — source
7. Revised (05/02/2018) (committee substitute) — source
8. Signed Act (05/29/2018) (committee substitute) — source

Votes

• BILL — 64–0 (pass) · upper
• BILL — 33–0 (pass) · upper

Sponsors

• Alec Garnett — primary (person)
• Jack Tate — primary (person)

Timeline

The legislative action history — every referral, reading, and vote.

• 2018-05-29T06:00:00+00:00 Governor Signed executive-signature
• 2018-05-14T06:00:00+00:00 Signed by the President of the Senate
• 2018-05-14T06:00:00+00:00 Sent to the Governor executive-receipt
• 2018-05-11T06:00:00+00:00 Signed by the Speaker of the House
• 2018-05-03T06:00:00+00:00 Senate Third Reading Passed - No Amendments reading-3, passage
• 2018-05-02T06:00:00+00:00 Senate Second Reading Special Order - Passed - No Amendments
• 2018-05-01T06:00:00+00:00 Senate Committee on Finance Refer Unamended - Consent Calendar to Senate Committee of the Whole committee-passage
• 2018-04-27T06:00:00+00:00 Introduced In Senate - Assigned to Finance introduction
• 2018-04-27T06:00:00+00:00 House Third Reading Passed - No Amendments reading-3, passage
• 2018-04-26T06:00:00+00:00 House Second Reading Special Order - Passed - No Amendments
• 2018-04-25T06:00:00+00:00 House Committee on Finance Refer Unamended to House Committee of the Whole referral-committee, committee-passage
• 2018-04-12T06:00:00+00:00 Introduced In House - Assigned to Finance introduction

Source

OpenStates / OpenCivicData bulk snapshot 2026-07-01; origin ocd-bill/503509e3-2f9f-49d0-a195-64936b871786. Confidence: reported (aggregated from official Colorado legislature records).