republic-os/legislation/us/states/ky/2022rs/sb-298.md

type, title, description, jurisdiction, legislature, session, identifier, citation, classification, subjects, status, primary_sponsors, version_count, action_count, vote_count, first_action, last_action, source, source_identifier, source_url, source_hash, vintage, source_snapshot, retrieved_at, confidence, tags

type	title	description	jurisdiction	legislature	session	identifier	citation	classification	subjects	status	primary_sponsors	version_count	action_count	vote_count	first_action	last_action	source	source_identifier	source_url	source_hash	vintage	source_snapshot	retrieved_at	confidence	tags
Bill	AN ACT relating to persons regulated under the Securities Act of Kentucky.	Amend KRS 292.336 to require investment advisers to establish written procedures relating to a business continuity and succession plan; require investment advisers to establish and implement written physical security and cybersecurity policies and procedures; create a new section of KRS Chapter 292 to establish continuing education requirements for investment adviser representatives; EFFECTIVE January 1, 2023.	us/states/ky	Kentucky General Assembly	2022RS	SB 298	Kentucky SB 298 (2022RS)	bill	Administrative Regulations and Proceedings Effective Dates Delayed Licensing Public Protection Securities	enacted	J. Carpenter	3	22	2	2022-03-02T05:00:00+00:00	2022-04-08T04:00:00+00:00	openstates	ocd-bill/c71553fe-1e59-4d0d-8d5f-ceb2175b8fdd	https://apps.legislature.ky.gov/record/22RS/sb298.html	03e7b06aff70932164188f7f55ade9d5bb95debc01f8f8e63975630ed6ee5962	2026-07-01	https://data.openstates.org/daily/2026-07-01/public.pgdump	2026-07-06	reported	legislation bill us-ky

Kentucky SB 298 (2022RS) — AN ACT relating to persons regulated under the Securities Act of Kentucky.

Amend KRS 292.336 to require investment advisers to establish written procedures relating to a business continuity and succession plan; require investment advisers to establish and implement written physical security and cybersecurity policies and procedures; create a new section of KRS Chapter 292 to establish continuing education requirements for investment adviser representatives; EFFECTIVE January 1, 2023.

Version chain

The bill's text revisions, in order — the diff chain from filing to enrollment.

1. Introduced (filed) — source
2. Acts Chapter 145 (committee substitute) — source
3. Current/Final (committee substitute) — source

Votes

• PASS SB 298 — pass (pass) · upper
• No Motion Provided — pass (pass) · upper

Sponsors

• J. Carpenter — primary (person)

Timeline

The legislative action history — every referral, reading, and vote.

• 2022-03-02T05:00:00+00:00 introduced in Senate introduction
• 2022-03-02T05:00:00+00:00 to Committee on Committees (S) referral-committee
• 2022-03-03T05:00:00+00:00 to Banking & Insurance (S) referral-committee
• 2022-03-15T04:00:00+00:00 reported favorably, 1st reading, to Consent Calendar committee-passage
• 2022-03-16T04:00:00+00:00 2nd reading, to Rules as a consent bill reading-2
• 2022-03-17T04:00:00+00:00 posted for passage in the Consent Orders of the Day for Friday, March 18, 2022
• 2022-03-18T04:00:00+00:00 3rd reading, passed 34-0 passage, reading-3
• 2022-03-18T04:00:00+00:00 received in House
• 2022-03-18T04:00:00+00:00 to Committee on Committees (H) referral-committee
• 2022-03-22T04:00:00+00:00 to Banking & Insurance (H) referral-committee
• 2022-03-23T04:00:00+00:00 reported favorably, 1st reading, to Calendar committee-passage
• 2022-03-24T04:00:00+00:00 2nd reading, to Rules reading-2
• 2022-03-24T04:00:00+00:00 posted for passage in the Regular Orders of the Day for Friday, March 25, 2022
• 2022-03-29T04:00:00+00:00 taken from the Orders of the Day
• 2022-03-29T04:00:00+00:00 returned to Rules
• 2022-03-30T04:00:00+00:00 posted for passage in the Consent Orders of the Day for Wednesday, March 30, 2022
• 2022-03-30T04:00:00+00:00 3rd reading, passed 97-1 passage, reading-3
• 2022-03-30T04:00:00+00:00 received in Senate
• 2022-03-30T04:00:00+00:00 enrolled, signed by President of the Senate passage
• 2022-03-30T04:00:00+00:00 enrolled, signed by Speaker of the House passage
• 2022-03-30T04:00:00+00:00 delivered to Governor
• 2022-04-08T04:00:00+00:00 signed by Governor (Acts Ch. 145) executive-signature

Source

OpenStates / OpenCivicData bulk snapshot 2026-07-01; origin ocd-bill/c71553fe-1e59-4d0d-8d5f-ceb2175b8fdd. Confidence: reported (aggregated from official Kentucky legislature records).