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2026-07-06 09:52:37 -04:00

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LegalText 7 U.S.C. § 6e Dealings by unregistered floor trader or broker prohibited us united_states_code code_section 7 AGRICULTURE 1 COMMODITY EXCHANGES 6e 7 U.S.C. § 6e current 119-100 2026-06-26 official https://uscode.house.gov/download/releasepoints/us/pl/119/100/xml_usc07@119-100.zip /us/usc/t7/s6e data/legal/raw/us/code/title-07/usc07.xml a860babf2365802019cdcf441620923a3de13771ee194154e23088f74f266970 50edab1679a711653797362c0aeb8f2273303fe473fb7fa16df1ee76bdd6e984 9bffd196ff381cf5a752e5d4338656a1b12c3b0957635a6d85b584f84235fa46 2026-07-04 official
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7 U.S.C. § 6e - Dealings by unregistered floor trader or broker prohibited

Text

It shall be unlawful for any person to act as floor trader in executing purchases and sales, or as floor broker in executing any orders for the purchase or sale, of any commodity for future delivery, or involving any contracts of sale of any commodity for future delivery, on or subject to the rules of any contract market or derivatives transaction execution facility unless such person shall have registered, under this chapter, with the Commission as such floor trader or floor broker and such registration shall not have expired nor been suspended nor revoked.

(Sept. 21, 1922, ch. 369, § 4e, as added June 15, 1936, ch. 545, § 5, 49 Stat. 1495; amended Pub. L. 93463, title I, § 103(a), Oct. 23, 1974, 88 Stat. 1392; Pub. L. 102546, title II, § 207(a), Oct. 28, 1992, 106 Stat. 3604; Pub. L. 106554, § 1(a)(5) [title I, § 123(a)(6)], Dec. 21, 2000, 114 Stat. 2763, 2763A407.)

Notes

Editorial Notes

Amendments2000—Pub. L. 106554 inserted “or derivatives transaction execution facility” after “contract market”. 1992—Pub. L. 102546 amended section generally. Prior to amendment, section read as follows: “It shall be unlawful for any person to act as floor broker in executing any orders for the purchase or sale of any commodity for future delivery, or involving any contracts of sale of any commodity for future delivery, on or subject to the rules of any contract market unless such person shall have registered, under this chapter, with the Commission as such floor broker and such registration shall not have expired nor been suspended nor revoked.” 1974—Pub. L. 93463 substituted “Commission” for “Secretary of Agriculture”.

Statutory Notes and Related Subsidiaries

Effective Date of 1992 AmendmentPub. L. 102546, title II, § 207(c), Oct. 28, 1992, 106 Stat. 3604, provided that: “The amendments made by this section [amending this section and sections 6f, 6g, 12a, and 13a2 of this title] shall become effective one hundred and eighty days after the date of enactment of this Act [Oct. 28, 1992], and the Commodity Futures Trading Commission shall issue any regulations necessary to implement the amendments made by this section no later than one hundred and eighty days after the date of enactment of this Act.”

Effective Date of 1974 AmendmentFor effective date of amendment by Pub. L. 93463, see section 418 of Pub. L. 93463, set out as a note under section 2 of this title.

Effective DateFor effective date of section, see section 13 of act June 15, 1936, set out as an Effective Date of 1936 Amendment note under section 1 of this title.