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Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-06 09:52:37 -04:00

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LegalText 7 U.S.C. § 9c Notice of investigations and enforcement actions us united_states_code code_section 7 AGRICULTURE 1 COMMODITY EXCHANGES 9c 7 U.S.C. § 9c current 119-100 2026-06-26 official https://uscode.house.gov/download/releasepoints/us/pl/119/100/xml_usc07@119-100.zip /us/usc/t7/s9c data/legal/raw/us/code/title-07/usc07.xml fd13027e71cbea3070ddc3677cc798586efba62d8592c3600035fe89fa500306 50edab1679a711653797362c0aeb8f2273303fe473fb7fa16df1ee76bdd6e984 4691269a175d6f8d0b43258ae1e4e04fb20f55d4760efc6ca8dda6c4780f8796 2026-07-04 official
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7 U.S.C. § 9c - Notice of investigations and enforcement actions

Text

The Commission shall provide the Securities and Exchange Commission with notice of the commencement of any proceeding and a copy of any order entered by the Commission pursuant to section 9 and 13b of this title against any futures commission merchant or introducing broker registered pursuant to section 6f(a)(2) of this title, any floor broker or floor trader exempt from registration pursuant to section 6f(a)(3) of this title, any associated person exempt from registration pursuant to section 6k(6) of this title, or any board of trade designated as a contract market pursuant to section 7b1 of this title.

(Sept. 21, 1922, ch. 369, § 6(g), as added Pub. L. 106554, § 1(a)(5) [title II, § 253(b)], Dec. 21, 2000, 114 Stat. 2763, 2763A449.)

Notes

Editorial Notes

Codification Section is comprised of subsec. (g) of section 6 of act Sept. 21, 1922. Subsecs. (a) and (b) of section 6 are classified to section 8 of this title. Subsec. (c) of section 6 is classified to section 9 of this title. Subsecs. (d), (e), and (f) of section 6 are classified to sections 13b, 9a, and 9b of this title, respectively.