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Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-06 10:51:44 -04:00

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LegalText 12 U.S.C. § 1831l Coordination of risk analysis between SEC and Federal banking agencies us united_states_code code_section 12 BANKS AND BANKING 16 FEDERAL DEPOSIT INSURANCE CORPORATION 1831l 12 U.S.C. § 1831l current 119-100 2026-06-26 official https://uscode.house.gov/download/releasepoints/us/pl/119/100/xml_usc12@119-100.zip /us/usc/t12/s1831l data/legal/raw/us/code/title-12/usc12.xml 5b86d53d6f93097cc4891b835a396ccf0845447078ad95f217ec3b0a584e62c1 e6b98700ef4156ac33fde5d105824845d727afa91a53f3762be2cf4d1a3b01fa c8287490c12fa427861fb35ef11ce46b275685e95c9035335f10a4b918dd8622 2026-07-04 official
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12 U.S.C. § 1831l - Coordination of risk analysis between SEC and Federal banking agencies

Text

Any appropriate Federal banking agency shall notify the Securities and Exchange Commission of any concerns of the agency regarding significant financial or operational risks to any registered broker or dealer, or any registered municipal securities dealer, government securities broker, or government securities dealer for which the Commission is the appropriate regulatory agency (as defined in section 78c of title 15), resulting from the activities of any insured depository institution, any depository institution holding company, or any affiliate of any such institution or company if such broker, dealer, municipal securities dealer, government securities broker, or government securities dealer is an affiliate of any such institution, company, or affiliate.

(Sept. 21, 1950, ch. 967, § 2[35], as added Pub. L. 101432, § 7, Oct. 16, 1990, 104 Stat. 975.)