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LegalText 15 U.S.C. § 80a39 Procedure for issuance of orders us united_states_code code_section 15 COMMERCE AND TRADE 2D INVESTMENT COMPANIES AND ADVISERS 80a39 15 U.S.C. § 80a39 current 119-100 2026-06-26 official https://uscode.house.gov/download/releasepoints/us/pl/119/100/xml_usc15@119-100.zip /us/usc/t15/s80a39 data/legal/raw/us/code/title-15/usc15.xml 0b9ddf88e8ce529ea85b45ea6232d114c90914421a65b1c3020dd65257bafb5f 6982338d990ef19d6b52bff6825089bdd6d0ee1233d9382673faf533decd5059 ad8dd482c5b5ea7621b6bf2707243432f4ff42bb67e1b77b51299ccf890f8c01 2026-07-04 official
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15 U.S.C. § 80a39 - Procedure for issuance of orders

Text

(a) Notice and hearing Orders of the Commission under this subchapter shall be issued only after appropriate notice and opportunity for hearing. Notice to the parties to a proceeding before the Commission shall be given by personal service upon each party or by registered mail or certified mail or confirmed telegraphic notice to the partys last known business address. Notice to interested persons, if any, other than parties may be given in the same manner or by publication in the Federal Register.

(b) Application verified under oath admissible as evidence The Commission may provide, by appropriate rules or regulations, that an application verified under oath may be admissible in evidence in a proceeding before the Commission and that the record in such a proceeding may consist, in whole or in part, of such application.

(c) Parties In any proceeding before the Commission, the Commission, in accordance with such rules and regulations as it may prescribe, shall admit as a party any interested State or State agency, and may admit as a party any representative of interested security holders, or any other person whose participation in the proceeding may be in the public interest or for the protection of investors.

(Aug. 22, 1940, ch. 686, title I, § 40, 54 Stat. 842; Pub. L. 86507, § 1(15), June 11, 1960, 74 Stat. 201.)

Notes

Editorial Notes

Amendments1960—Subsec. (a). Pub. L. 86507 inserted “or certified mail” after “registered mail”.

Executive Documents

Transfer of Functions For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§ 1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat. 1265, set out under section 78d of this title.