Fabio
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Ingested titles 12–51 and 54 from OLRC USLM XML @119-100 (the whole Code now, uniform edition; Title 53 is reserved/empty). LegalText 11,221 -> 59,740; repo total 105,704 records. Deterministic (byte-identical rerun, verified on Title 42's 8,356 sections); make check green. make legal-us-code default now covers every title. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
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| LegalText | 15 U.S.C. § 80a–4 | Classification of investment companies | us | united_states_code | code_section | 15 | COMMERCE AND TRADE | 2D | INVESTMENT COMPANIES AND ADVISERS | 80a–4 | 15 U.S.C. § 80a–4 | current | 119-100 | 2026-06-26 | official | https://uscode.house.gov/download/releasepoints/us/pl/119/100/xml_usc15@119-100.zip | /us/usc/t15/s80a–4 | data/legal/raw/us/code/title-15/usc15.xml | 88b8c14ea888761fc3b4f7020eacc2e033cb89fa78061c6893fc8a9e8ef033f2 | 6982338d990ef19d6b52bff6825089bdd6d0ee1233d9382673faf533decd5059 | 2d03417069d09e9ae2f759d7707d5b28a491e033d001a2256a0f9c05310607aa | 2026-07-04 | official |
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15 U.S.C. § 80a–4 - Classification of investment companies
Text
For the purposes of this subchapter, investment companies are divided into three principal classes, defined as follows:
(1) “Face-amount certificate company” means an investment company which is engaged or proposes to engage in the business of issuing face-amount certificates of the installment type, or which has been engaged in such business and has any such certificate outstanding.
(2) “Unit investment trust” means an investment company which (A) is organized under a trust indenture, contract of custodianship or agency, or similar instrument, (B) does not have a board of directors, and (C) issues only redeemable securities, each of which represents an undivided interest in a unit of specified securities; but does not include a voting trust.
(3) “Management company” means any investment company other than a face-amount certificate company or a unit investment trust.
(Aug. 22, 1940, ch. 686, title I, § 4, 54 Stat. 799.)
Notes
Executive Documents
Transfer of Functions For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§ 1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat. 1265, set out under section 78d of this title.