Fabio
113 lines
8.8 KiB
Markdown
113 lines
8.8 KiB
Markdown
---
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type: "Bill"
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title: "An Act relating to securities, registration, exempt securities, exempt transactions, broker-dealers, agents, investment advice, investment advisers, investment adviser representatives, federal covered securities, federal covered investment advisers, viatical settlement interests, small intrastate security offerings, Canadian broker-dealers, and Canadian agents; relating to protecting older and vulnerable adults from financial exploitation; relating to administrative, civil, and criminal enforcement provisions, including restitution and civil penalties for violations; relating to an investor training fund; establishing increased civil penalties for harming older persons and vulnerable adults; relating to corporations organized under the Alaska Native Claims Settlement Act; amending Rules 4, 5, 54, 65, and 90, Alaska Rules of Civil Procedure, and Rule 602, Alaska Rules of Appellate Procedure; and providing for an effective date."
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description: "An Act relating to securities, registration, exempt securities, exempt transactions, broker-dealers, agents, investment advice, investment advisers, investment adviser representatives, federal covered securities, federal covered investment advisers, viatical settlement interests, small intrastate security offerings, Canadian broker-dealers, and Canadian agents; relating to protecting older and vulnerable adults from financial exploitation; relating to administrative, civil, and criminal enforcement provisions, including restitution and civil penalties for violations; relating to an investor training fund; establishing increased civil penalties for harming older persons and vulnerable adults; relating to corporations organized under the Alaska Native Claims Settlement Act; amending Rules 4, 5, 54, 65, and 90, Alaska Rules of Civil Procedure, and Rule 602, Alaska Rules of Appellate Procedure; and providing for an effective date."
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jurisdiction: "us/states/ak"
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legislature: "Alaska Legislature"
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session: "30"
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identifier: "HB 170"
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citation: "Alaska HB 170 (30)"
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classification: ["bill"]
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subjects: ["AUDITS", "BUSINESS", "CORPORATIONS", "COURT RULES", "COURTS", "CRIMES", "DEDICATED FUNDS", "FEES", "FINANCIAL INSTITUTIONS", "FUNDS", "INVESTMENTS", "LICENSING", "NATIVE ORGANIZATIONS", "OCCUPATIONS & PROFESSIONS", "SECURITIES", "SENIOR CITIZENS"]
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status: "enacted"
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primary_sponsors: ["LABOR & COMMERCE"]
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version_count: 4
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action_count: 54
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vote_count: 2
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first_action: "2017-03-10"
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last_action: "2018-11-07"
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source: "openstates"
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source_identifier: "ocd-bill/27abbd8e-026b-43a2-a401-c2eb75e82624"
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source_url: "https://www.akleg.gov/basis/Bill/Detail/30?Root=HB170"
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source_hash: "7bdf4dafddd8b582fc419c74000d6a0c8181ab547c4ae127d627ef5f086e3775"
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vintage: "2026-07-01"
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source_snapshot: "https://data.openstates.org/daily/2026-07-01/public.pgdump"
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retrieved_at: "2026-07-06"
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confidence: "reported"
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tags: ["legislation", "bill", "us-ak"]
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---
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# Alaska HB 170 (30) — An Act relating to securities, registration, exempt securities, exempt transactions, broker-dealers, agents, investment advice, investment advisers, investment adviser representatives, federal covered securities, federal covered investment advisers, viatical settlement interests, small intrastate security offerings, Canadian broker-dealers, and Canadian agents; relating to protecting older and vulnerable adults from financial exploitation; relating to administrative, civil, and criminal enforcement provisions, including restitution and civil penalties for violations; relating to an investor training fund; establishing increased civil penalties for harming older persons and vulnerable adults; relating to corporations organized under the Alaska Native Claims Settlement Act; amending Rules 4, 5, 54, 65, and 90, Alaska Rules of Civil Procedure, and Rule 602, Alaska Rules of Appellate Procedure; and providing for an effective date.
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## Version chain
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The bill's text revisions, in order — the diff chain from filing to enrollment.
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1. **HB0170A** (committee substitute) — [source](https://www.akleg.gov/basis/Bill/Text/30?hsid=HB0170A)
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2. **HB0170B** (committee substitute) — [source](https://www.akleg.gov/basis/Bill/Text/30?hsid=HB0170B)
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3. **HB0170C** (committee substitute) — [source](https://www.akleg.gov/basis/Bill/Text/30?hsid=HB0170C)
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4. **HB0170Z** (committee substitute) — [source](https://www.akleg.gov/basis/Bill/Text/30?hsid=HB0170Z)
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## Votes
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- Shall CSHB 170(JUD) pass the House? — **36–1** (pass) · lower
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- Shall SENATE CS FOR CS FOR HOUSE BILL NO. 170(L&C) "An Act relating to securities, registration, exempt securities, exempt transactions, broker-dealers, agents, investment advice, investment advisers, investment adviser representatives, federal covered securities, federal covered investment advisers, viatical settlement interests, small intrastate security offerings, Canadian broker-dealers, and Canadian agents; relating to protecting older and vulnerable adults from financial exploitation; relating to administrative, civil, and criminal enforcement provisions, including restitution and civil penalties for violations; relating to an investor 04-24-2018 Senate Journal 2843 training fund; establishing increased civil penalties for harming older persons and vulnerable adults; relating to corporations organized under the Alaska Native Claims Settlement Act; amending Rules 4, 5, 54, 65, and 90, Alaska Rules of Civil Procedure, and Rule 602, Alaska Rules of Appellate Procedure; and providing for an effective date" pass the Senate? — **19–0** (pass) · upper
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## Sponsors
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- LABOR & COMMERCE — primary (person)
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## Timeline
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The legislative action history — every referral, reading, and vote.
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- **2017-03-10** Read the first time - REFERRALS `introduction, reading-1`
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- **2017-03-10** L&C, JUD
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- **2017-03-29** L&C RPT 6DP 1NR
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- **2017-03-29** L&C Do Pass: SULLIVAN-LEONARD, STUTES, WOOL, JOSEPHSON, BIRCH, KITO `committee-passage`
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- **2017-03-29** L&C No Recommendation: KNOPP
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- **2017-03-29** Fiscal Note 1: No fiscal impact (Commerce, Community & Economic Development)
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- **2017-03-29** Fiscal Note 2: No fiscal impact (Health and Social Services)
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- **2017-04-13** JUD RPT CS(JUD) NT 1DP 4NR
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- **2017-04-13** JUD Do Pass: CLAMAN `committee-passage`
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- **2017-04-13** JUD No Recommendation: EASTMAN, KOPP, KREISS-TOMKINS, FANSLER
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- **2017-04-13** Fiscal Note 1: No fiscal impact (Commerce, Community & Economic Development)
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- **2017-04-13** Fiscal Note 2: No fiscal impact (Health and Social Services)
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- **2017-04-16** RULES TO CALENDAR 4/16/2017
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- **2017-04-16** Read the second time `reading-2`
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- **2017-04-16** JUD CS ADOPTED UC
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- **2017-04-16** ADVANCED TO THIRD READING 4/17 CALENDAR
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- **2017-04-17** Read the third time CSHB 170(JUD) `reading-3`
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- **2017-04-17** PASSED Y36 N1 E3 `passage`
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- **2017-04-17** COURT RULE(S) SAME AS PASSAGE
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- **2017-04-17** EFFECTIVE DATE(S) SAME AS PASSAGE
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- **2017-04-17** TRANSMITTED TO (S)
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- **2017-04-17** VERSION: CSHB 170(JUD)
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- **2017-05-01** Read the first time - REFERRALS `introduction, reading-1`
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- **2017-05-01** L&C, JUD
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- **2018-04-15** L&C RPT SCS 2DP 1NR SAME TITLE
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- **2018-04-15** L&C Do Pass: COSTELLO, MEYER `committee-passage`
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- **2018-04-15** L&C No Recommendation: GARDNER
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- **2018-04-15** Fiscal Note 3: No fiscal impact (Commerce, Community & Economic Development)
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- **2018-04-15** Fiscal Note 4: No fiscal impact (Health and Social Services)
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- **2018-04-19** JUD RPT SCS(L&C) 2DP 3NR
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- **2018-04-19** JUD Do Pass: COGHILL, COSTELLO `committee-passage`
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- **2018-04-19** JUD No Recommendation: WIELECHOWSKI, KELLY, SHOWER
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- **2018-04-19** Fiscal Note 3: No fiscal impact (Commerce, Community & Economic Development)
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- **2018-04-19** Fiscal Note 4: No fiscal impact (Health and Social Services)
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- **2018-04-23** RULES TO CALENDAR 4/23/2018
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- **2018-04-23** NOT TAKEN UP 4/23 - ON 4/24 CALENDAR
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- **2018-04-24** Read the second time `reading-2`
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- **2018-04-24** L&C SCS ADOPTED UC
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- **2018-04-24** ADVANCED TO THIRD READING UC
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- **2018-04-24** Read the third time SCS CSHB 170(L&C) `reading-3`
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- **2018-04-24** PASSED Y19 N- E1 `passage`
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- **2018-04-24** COURT RULE(S) SAME AS PASSAGE
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- **2018-04-24** EFFECTIVE DATE(S) SAME AS PASSAGE
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- **2018-04-24** TRANSMITTED TO (H) AS AMENDED
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- **2018-04-24** VERSION: SCS CSHB 170(L&C)
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- **2018-04-26** CONCUR MESSAGE READ AND HELD
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- **2018-04-30** CONCUR MESSAGE TAKEN UP
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- **2018-04-30** CONCUR AM OF (S) Y33 N4 E2 A1
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- **2018-04-30** COURT RULE(S) SAME AS PASSAGE
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- **2018-04-30** EFFECTIVE DATE(S) SAME AS PASSAGE
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- **2018-06-27** MANIFEST ERROR(S)
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- **2018-11-07** 1:33 PM 7/23/18 Transmitted to Governor `executive-receipt`
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- **2018-11-07** Signed into law 7/24 CHAPTER 65 SLA 18 `executive-signature`
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- **2018-11-07** EFFECTIVE DATE(S) OF LAW SEE CHAPTER
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## Source
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OpenStates / OpenCivicData bulk snapshot [2026-07-01](https://data.openstates.org/daily/2026-07-01/public.pgdump); origin `ocd-bill/27abbd8e-026b-43a2-a401-c2eb75e82624`. Confidence: reported (aggregated from official Alaska legislature records).
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