Fabio
96 lines
6.3 KiB
Markdown
96 lines
6.3 KiB
Markdown
---
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type: "Bill"
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title: "Securities: broker-dealers: employee criminal background checks."
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description: "Securities: broker-dealers: employee criminal background checks."
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jurisdiction: "us/states/ca"
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legislature: "California Legislature"
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session: "20012002"
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identifier: "AB 119"
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citation: "California AB 119 (20012002)"
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classification: ["bill"]
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subjects: ["Securities: broker-dealers: employee criminal background checks."]
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status: "enacted"
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primary_sponsors: ["Chavez"]
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version_count: 7
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action_count: 26
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vote_count: 6
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first_action: "2001-01-22"
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last_action: "2001-10-07"
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source: "openstates"
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source_identifier: "ocd-bill/c178797d-e3c4-4d47-8ba3-b468500ed5dc"
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source_url: "http://leginfo.legislature.ca.gov/faces/billNavClient.xhtml?bill_id=200120020AB119"
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source_hash: "dce0bb897cacc6e0162fe4b7df5e16c088de3c6716d3fcdb264de7d9f47c8eec"
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vintage: "2026-07-01"
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source_snapshot: "https://data.openstates.org/daily/2026-07-01/public.pgdump"
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retrieved_at: "2026-07-06"
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confidence: "reported"
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tags: ["legislation", "bill", "us-ca"]
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---
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# California AB 119 (20012002) — Securities: broker-dealers: employee criminal background checks.
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## Version chain
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The bill's text revisions, in order — the diff chain from filing to enrollment.
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1. **01/22/01 - Introduced** (filed) — [source](https://leginfo.legislature.ca.gov/faces/billPdf.xhtml?bill_id=200120020AB119&version=20010AB11999INT)
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2. **03/23/01 - Amended Assembly** (committee substitute) — [source](https://leginfo.legislature.ca.gov/faces/billPdf.xhtml?bill_id=200120020AB119&version=20010AB11998AMD)
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3. **04/05/01 - Amended Assembly** (committee substitute) — [source](https://leginfo.legislature.ca.gov/faces/billPdf.xhtml?bill_id=200120020AB119&version=20010AB11997AMD)
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4. **07/12/01 - Amended Senate** (committee substitute) — [source](https://leginfo.legislature.ca.gov/faces/billPdf.xhtml?bill_id=200120020AB119&version=20010AB11996AMD)
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5. **10/07/01 - Chaptered** (committee substitute) — [source](https://leginfo.legislature.ca.gov/faces/billPdf.xhtml?bill_id=200120020AB119&version=20010AB11994CHP)
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6. **AB119** (committee substitute) — [source](http://leginfo.legislature.ca.gov/faces/billNavClient.xhtml?bill_id=200120020AB119)
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7. **08/31/01 - Enrolled** (enrolled) — [source](https://leginfo.legislature.ca.gov/faces/billPdf.xhtml?bill_id=200120020AB119&version=20010AB11995ENR)
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## Votes
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- Do pass as amended, and re-refer to the Committee on Appropriations. — **pass** (pass) · upper
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- AB 119 Chavez Consent Calendar Second Day — **pass** (pass) · lower
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- Assembly 3rd Reading AB119 Chavez By Sher — **pass** (pass) · upper
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- Do pass, to Consent Calendar. — **pass** (pass) · lower
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- Do pass and be re-referred to the Committee on Appropriations to Consent Calendar. — **pass** (pass) · lower
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- AB 119 Chavez Concurrence in Senate Amendments — **pass** (pass) · lower
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## Sponsors
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- Chavez — primary (person)
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- Diaz — coauthor (person)
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- Machado — coauthor (person)
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- Simitian — coauthor (person)
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- Wyman — coauthor (person)
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## Timeline
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The legislative action history — every referral, reading, and vote.
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- **2001-10-07** Chaptered by Secretary of State - Chapter 547, Statutes of 2001.
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- **2001-10-05** Approved by the Governor. `executive-signature`
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- **2001-09-10** Enrolled and to the Governor at 3:30 p.m.
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- **2001-08-31** Senate amendments concurred in. To enrollment. (Ayes 79. Noes 0. Page 3341.) `committee-passage-favorable, amendment-passage`
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- **2001-08-30** In Assembly. Concurrence in Senate amendments pending. May be considered on or after September 1 pursuant to Assembly Rule 77.
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- **2001-08-30** Read third time, passed, and to Assembly. (Ayes 30. Noes 0.) `passage, reading-1, reading-3`
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- **2001-08-28** Read second time. To third reading. `reading-2, reading-1`
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- **2001-08-27** From committee: Be placed on second reading file pursuant to Senate Rule 28.8. `committee-passage`
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- **2001-08-20** In committee: Hearing postponed by committee.
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- **2001-07-12** Read second time, amended, and re-referred to Standing Committee on Appropriations. `reading-2, reading-1, referral-committee, amendment-passage`
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- **2001-07-11** From committee: Amend, do pass as amended, and re-refer to Standing Committee on Appropriations (Ayes 5. Noes 1.). `amendment-introduction, referral-committee, committee-passage, amendment-passage`
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- **2001-06-14** In committee: Hearing postponed by committee.
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- **2001-06-13** In committee: Hearing postponed by committee.
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- **2001-05-21** Referred to Standing Committee on Public Safety. `referral-committee`
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- **2001-05-10** In Senate. Read first time. To Standing Committee on Rules for assignment. `reading-1`
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- **2001-05-10** Read third time, passed, and to Senate. (Ayes 76. Noes 0. Page 1515.) `passage, reading-1, reading-3`
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- **2001-05-07** Read second time. To Consent Calendar. `reading-2, reading-1`
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- **2001-05-03** From committee: Do pass. To Consent Calendar. (May 2). `committee-passage-favorable, committee-passage`
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- **2001-04-17** From committee: Do pass, and re-refer to Standing Committee on Appropriations with recommendation: To Consent Calendar. Re-referred. (Ayes 11. Noes 0.) (April 16). `committee-passage-favorable, referral-committee, committee-passage`
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- **2001-04-16** Re-referred to Standing Committee on Banking and Finance. `referral-committee`
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- **2001-04-05** From committee chair, with author's amendments: Amend, and re-refer to Standing Committee on Banking and Finance Read second time and amended. `reading-2, referral-committee, reading-1, amendment-introduction, amendment-passage`
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- **2001-03-26** Re-referred to Standing Committee on Banking and Finance. `referral-committee`
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- **2001-03-23** From committee chair, with author's amendments: Amend, and re-refer to Standing Committee on Banking and Finance Read second time and amended. `reading-2, referral-committee, reading-1, amendment-introduction, amendment-passage`
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- **2001-02-22** Referred to Standing Committee on Banking and Finance. `referral-committee`
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- **2001-01-23** From printer. May be heard in committee February 22.
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- **2001-01-22** Read first time. To print. `reading-1`
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## Source
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OpenStates / OpenCivicData bulk snapshot [2026-07-01](https://data.openstates.org/daily/2026-07-01/public.pgdump); origin `ocd-bill/c178797d-e3c4-4d47-8ba3-b468500ed5dc`. Confidence: reported (aggregated from official California legislature records).
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