Fabio
3.9 KiB
type, title, description, jurisdiction, legislature, session, identifier, citation, classification, subjects, status, primary_sponsors, version_count, action_count, vote_count, first_action, last_action, source, source_identifier, source_url, source_hash, vintage, source_snapshot, retrieved_at, confidence, tags
| type | title | description | jurisdiction | legislature | session | identifier | citation | classification | subjects | status | primary_sponsors | version_count | action_count | vote_count | first_action | last_action | source | source_identifier | source_url | source_hash | vintage | source_snapshot | retrieved_at | confidence | tags | ||||||
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| Bill | AN ACT TO AMEND TITLES 6 AND 31 OF THE DELAWARE CODE RELATING TO FINANCIAL EXPLOITATION. | This bill mandates reporting by certain employees of broker-dealer or investment adviser firms who have a reasonable belief that financial exploitation of an eligible adult has occurred, been attempted, or will be attempted. Reporting will be to both the Investor Protection Director and the Department of Health and Social Services. It also enables broker-dealers and investment advisers to delay disbursement from an account of an eligible adult where financial exploitation is suspected. | us/states/de | Delaware General Assembly | 149 | HB 332 | Delaware HB 332 (149) |
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enacted |
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1 | 9 | 2 | 2018-03-08 | 2018-08-29 | openstates | ocd-bill/aa48f530-0e69-4690-9cd0-100959c31841 | https://legis.delaware.gov/BillDetail?LegislationId=26343 | 5a525ae3739006addc9f80fa2c5e46743efa84ae9dc38448ffe4254e0549e8c5 | 2026-07-01 | https://data.openstates.org/daily/2026-07-01/public.pgdump | 2026-07-06 | reported |
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Delaware HB 332 (149) — AN ACT TO AMEND TITLES 6 AND 31 OF THE DELAWARE CODE RELATING TO FINANCIAL EXPLOITATION.
This bill mandates reporting by certain employees of broker-dealer or investment adviser firms who have a reasonable belief that financial exploitation of an eligible adult has occurred, been attempted, or will be attempted. Reporting will be to both the Investor Protection Director and the Department of Health and Social Services. It also enables broker-dealers and investment advisers to delay disbursement from an account of an eligible adult where financial exploitation is suspected.
Version chain
The bill's text revisions, in order — the diff chain from filing to enrollment.
- Bill Text (committee substitute) — source
Votes
- SM — 19–0 (pass) · upper
- SM — 37–0 (pass) · lower
Sponsors
- David P. Sokola — primary (person)
- Stephanie T. Bolden — primary (person)
- Bruce C. Ennis — cosponsor (person)
- Charles Potter Jr. — cosponsor (person)
- David L. Wilson — cosponsor (person)
- Helene M. Keeley — cosponsor (person)
- James Johnson — cosponsor (person)
- John A. Kowalko — cosponsor (person)
- Stephen Smyk — cosponsor (person)
Timeline
The legislative action history — every referral, reading, and vote.
- 2018-03-08 Introduced and Assigned to Judiciary Committee in House
introduction, referral-committee - 2018-03-14 Reported Out of Committee (Judiciary) in House with 8 On Its Merits, 1 Unfavorable
committee-passage, committee-passage-unfavorable - 2018-05-08 Amendment HA 1 to HB 332 - Introduced and Placed With Bill
amendment-introduction - 2018-05-08 Amendment HA 1 to HB 332 - Passed In House by Voice Vote
amendment-passage - 2018-05-08 Passed By House. Votes: 37 YES 2 ABSENT
passage - 2018-05-10 Assigned to Judicial & Community Affairs Committee in Senate
introduction, referral-committee - 2018-06-07 Reported Out of Committee (Judicial & Community Affairs) in Senate with 3 On Its Merits
committee-passage - 2018-06-12 Passed By Senate. Votes: 19 YES 2 ABSENT
passage - 2018-08-29 Signed by Governor
executive-signature
Source
OpenStates / OpenCivicData bulk snapshot 2026-07-01; origin ocd-bill/aa48f530-0e69-4690-9cd0-100959c31841. Confidence: reported (aggregated from official Delaware legislature records).