Fabio
75 lines
3.9 KiB
Markdown
75 lines
3.9 KiB
Markdown
---
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type: "Bill"
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title: "AN ACT TO AMEND TITLES 6 AND 31 OF THE DELAWARE CODE RELATING TO FINANCIAL EXPLOITATION."
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description: "This bill mandates reporting by certain employees of broker-dealer or investment adviser firms who have a reasonable belief that financial exploitation of an eligible adult has occurred, been attempted, or will be attempted. Reporting will be to both the Investor Protection Director and the Department of Health and Social Services. It also enables broker-dealers and investment advisers to delay disbursement from an account of an eligible adult where financial exploitation is suspected."
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jurisdiction: "us/states/de"
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legislature: "Delaware General Assembly"
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session: "149"
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identifier: "HB 332"
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citation: "Delaware HB 332 (149)"
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classification: ["bill"]
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subjects: []
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status: "enacted"
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primary_sponsors: ["David P. Sokola", "Stephanie T. Bolden"]
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version_count: 1
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action_count: 9
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vote_count: 2
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first_action: "2018-03-08"
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last_action: "2018-08-29"
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source: "openstates"
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source_identifier: "ocd-bill/aa48f530-0e69-4690-9cd0-100959c31841"
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source_url: "https://legis.delaware.gov/BillDetail?LegislationId=26343"
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source_hash: "5a525ae3739006addc9f80fa2c5e46743efa84ae9dc38448ffe4254e0549e8c5"
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vintage: "2026-07-01"
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source_snapshot: "https://data.openstates.org/daily/2026-07-01/public.pgdump"
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retrieved_at: "2026-07-06"
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confidence: "reported"
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tags: ["legislation", "bill", "us-de"]
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---
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# Delaware HB 332 (149) — AN ACT TO AMEND TITLES 6 AND 31 OF THE DELAWARE CODE RELATING TO FINANCIAL EXPLOITATION.
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This bill mandates reporting by certain employees of broker-dealer or investment adviser firms who have a reasonable belief that financial exploitation of an eligible adult has occurred, been attempted, or will be attempted. Reporting will be to both the Investor Protection Director and the Department of Health and Social Services. It also enables broker-dealers and investment advisers to delay disbursement from an account of an eligible adult where financial exploitation is suspected.
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## Version chain
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The bill's text revisions, in order — the diff chain from filing to enrollment.
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1. **Bill Text** (committee substitute) — [source](https://legis.delaware.gov/json/BillDetail/GenerateHtmlDocument?legislationId=26343&legislationTypeId=1&docTypeId=2&legislationName=HB332)
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## Votes
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- SM — **19–0** (pass) · upper
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- SM — **37–0** (pass) · lower
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## Sponsors
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- David P. Sokola — primary (person)
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- Stephanie T. Bolden — primary (person)
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- Bruce C. Ennis — cosponsor (person)
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- Charles Potter Jr. — cosponsor (person)
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- David L. Wilson — cosponsor (person)
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- Helene M. Keeley — cosponsor (person)
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- James Johnson — cosponsor (person)
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- John A. Kowalko — cosponsor (person)
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- Stephen Smyk — cosponsor (person)
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## Timeline
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The legislative action history — every referral, reading, and vote.
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- **2018-03-08** Introduced and Assigned to Judiciary Committee in House `introduction, referral-committee`
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- **2018-03-14** Reported Out of Committee (Judiciary) in House with 8 On Its Merits, 1 Unfavorable `committee-passage, committee-passage-unfavorable`
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- **2018-05-08** Amendment HA 1 to HB 332 - Introduced and Placed With Bill `amendment-introduction`
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- **2018-05-08** Amendment HA 1 to HB 332 - Passed In House by Voice Vote `amendment-passage`
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- **2018-05-08** Passed By House. Votes: 37 YES 2 ABSENT `passage`
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- **2018-05-10** Assigned to Judicial & Community Affairs Committee in Senate `introduction, referral-committee`
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- **2018-06-07** Reported Out of Committee (Judicial & Community Affairs) in Senate with 3 On Its Merits `committee-passage`
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- **2018-06-12** Passed By Senate. Votes: 19 YES 2 ABSENT `passage`
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- **2018-08-29** Signed by Governor `executive-signature`
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## Source
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OpenStates / OpenCivicData bulk snapshot [2026-07-01](https://data.openstates.org/daily/2026-07-01/public.pgdump); origin `ocd-bill/aa48f530-0e69-4690-9cd0-100959c31841`. Confidence: reported (aggregated from official Delaware legislature records).
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