Fabio
81 lines
3.1 KiB
Markdown
81 lines
3.1 KiB
Markdown
---
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type: "Bill"
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title: "prohibits use of placement agents and intermediaries in the common retirement fund"
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description: "Prohibits the use of placement agents or intermediaries by investment managers doing business with the common retirement fund."
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jurisdiction: "us/states/ny"
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legislature: "New York Legislature"
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session: "2017-2018"
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identifier: "A 3137"
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citation: "New York A 3137 (2017-2018)"
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classification: ["bill"]
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subjects: []
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status: "enacted"
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primary_sponsors: ["ABBATE"]
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version_count: 2
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action_count: 21
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vote_count: 3
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first_action: "2017-01-26"
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last_action: "2018-08-21"
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source: "openstates"
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source_identifier: "ocd-bill/62191c85-2da2-45a9-8682-675b09896cfb"
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source_url: "http://www.nysenate.gov/legislation/bills/2017/A3137"
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source_hash: "8d6149a45fc8bc327c9c078f7324068809bb174556cf17e302bb8b23f0780442"
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vintage: "2026-07-01"
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source_snapshot: "https://data.openstates.org/daily/2026-07-01/public.pgdump"
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retrieved_at: "2026-07-06"
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confidence: "reported"
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tags: ["legislation", "bill", "us-ny"]
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---
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# New York A 3137 (2017-2018) — prohibits use of placement agents and intermediaries in the common retirement fund
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Prohibits the use of placement agents or intermediaries by investment managers doing business with the common retirement fund.
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## Version chain
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The bill's text revisions, in order — the diff chain from filing to enrollment.
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1. **A3137 HTML** (committee substitute) — [source](http://assembly.state.ny.us/leg/?sh=printbill&bn=A3137&term=2017&Text=Y)
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2. **A3137 PDF** (committee substitute) — [source](http://legislation.nysenate.gov/pdf/bills/2017/A3137)
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## Votes
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- Floor Vote — **60–0** (pass) · upper
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- Assembly Vote - Vote 2 — **134–0** (pass) · lower
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- Assembly Vote — **138–0** (pass) · lower
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## Sponsors
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- ABBATE — primary (person)
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## Timeline
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The legislative action history — every referral, reading, and vote.
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- **2017-01-26** REFERRED TO GOVERNMENTAL EMPLOYEES `referral-committee`
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- **2017-06-14** REPORTED REFERRED TO WAYS AND MEANS `referral-committee`
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- **2017-06-19** REPORTED REFERRED TO RULES `referral-committee`
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- **2017-06-19** REPORTED
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- **2017-06-19** RULES REPORT CAL.475
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- **2017-06-19** ORDERED TO THIRD READING RULES CAL.475
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- **2017-06-20** PASSED ASSEMBLY `passage`
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- **2017-06-20** DELIVERED TO SENATE
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- **2017-06-20** REFERRED TO RULES `referral-committee`
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- **2018-01-03** DIED IN SENATE
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- **2018-01-03** RETURNED TO ASSEMBLY
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- **2018-01-03** ORDERED TO THIRD READING CAL.255
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- **2018-03-19** PASSED ASSEMBLY `passage`
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- **2018-03-19** DELIVERED TO SENATE
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- **2018-03-19** REFERRED TO CIVIL SERVICE AND PENSIONS `referral-committee`
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- **2018-06-13** SUBSTITUTED FOR S4761
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- **2018-06-13** 3RD READING CAL.895
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- **2018-06-13** PASSED SENATE `passage`
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- **2018-06-13** RETURNED TO ASSEMBLY
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- **2018-08-13** DELIVERED TO GOVERNOR `executive-receipt`
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- **2018-08-21** SIGNED CHAP.203 `executive-signature`
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## Source
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OpenStates / OpenCivicData bulk snapshot [2026-07-01](https://data.openstates.org/daily/2026-07-01/public.pgdump); origin `ocd-bill/62191c85-2da2-45a9-8682-675b09896cfb`. Confidence: reported (aggregated from official New York legislature records).
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