Fabio
90 lines
5.2 KiB
Markdown
90 lines
5.2 KiB
Markdown
---
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type: "Bill"
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title: "Relating to conditions of licensure for persons dealing in securities."
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description: "Requires broker-dealers and state investment advisers to maintain errors and omissions insurance policy in amount of at least $1 million as condition of state licensure."
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jurisdiction: "us/states/or"
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legislature: "Oregon Legislative Assembly"
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session: "2017 Regular Session"
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identifier: "SB 96"
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citation: "Oregon SB 96 (2017 Regular Session)"
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classification: ["bill"]
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subjects: []
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status: "enacted"
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primary_sponsors: []
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version_count: 4
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action_count: 30
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vote_count: 5
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first_action: "2017-01-09T18:52:09+00:00"
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last_action: "2017-06-22T19:37:17+00:00"
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source: "openstates"
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source_identifier: "ocd-bill/93ffb81b-fdd9-4e12-b2a9-22a2bb28164d"
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source_url: "https://olis.leg.state.or.us/liz/2017R1/Measures/Overview/SB96"
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source_hash: "0a6e52895981b8b45ee2cf3cb820a883fd26bf841a5ce16bdbce605d4a39a96a"
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vintage: "2026-07-01"
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source_snapshot: "https://data.openstates.org/daily/2026-07-01/public.pgdump"
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retrieved_at: "2026-07-06"
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confidence: "reported"
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tags: ["legislation", "bill", "us-or"]
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---
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# Oregon SB 96 (2017 Regular Session) — Relating to conditions of licensure for persons dealing in securities.
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Requires broker-dealers and state investment advisers to maintain errors and omissions insurance policy in amount of at least $1 million as condition of state licensure.
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## Version chain
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The bill's text revisions, in order — the diff chain from filing to enrollment.
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1. **Introduced** (filed) — [source](https://olis.leg.state.or.us/liz/2017R1/Downloads/MeasureDocument/SB96/Introduced)
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2. **Senate Amendments to Introduced** (filed) — [source](https://olis.leg.state.or.us/liz/2017R1/Downloads/MeasureDocument/SB96/Senate Amendments to Introduced)
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3. **A-Engrossed** (committee substitute) — [source](https://olis.leg.state.or.us/liz/2017R1/Downloads/MeasureDocument/SB96/A-Engrossed)
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4. **Enrolled** (enrolled) — [source](https://olis.leg.state.or.us/liz/2017R1/Downloads/MeasureDocument/SB96/Enrolled)
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## Votes
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- Third reading. Carried by Dembrow. Passed. — **17–10** (pass) · legislature
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- Heard and Reported Out — **5–4** (pass) · legislature
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- Heard and Reported Out — **3–2** (pass) · legislature
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- Third reading. Carried by Evans. Passed. — **33–23** (pass) · legislature
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- Heard and Reported Out with Amendments — **5–0** (pass) · legislature
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## Timeline
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The legislative action history — every referral, reading, and vote.
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- **2017-01-09T18:52:09+00:00** Introduction and first reading. Referred to President's desk. `introduction, reading-1, referral-committee`
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- **2017-01-17T16:06:43+00:00** Referred to Business and Transportation, then Judiciary. `referral-committee`
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- **2017-02-15T23:01:00+00:00** Public Hearing and Work Session held.
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- **2017-02-20T22:07:40+00:00** Recommendation: Do pass with amendments and be referred to Judiciary by prior reference. (Printed A-Eng.) `committee-passage-favorable`
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- **2017-03-06T16:32:00+00:00** Public Hearing and Work Session held.
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- **2017-03-08T18:12:48+00:00** Recommendation: Do pass the A-Eng. bill. `committee-passage-favorable`
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- **2017-03-08T19:54:00+00:00** Second reading. `reading-2`
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- **2017-03-09T19:52:50+00:00** Third reading. Carried by Dembrow. Passed. `passage, reading-3`
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- **2017-03-13T15:48:30+00:00** First reading. Referred to Speaker's desk. `introduction, reading-1, referral-committee`
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- **2017-03-13T23:33:59+00:00** Referred to Business and Labor. `referral-committee`
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- **2017-04-24T20:01:00+00:00** Public Hearing held.
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- **2017-05-08T20:02:00+00:00** Work Session held.
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- **2017-05-11T23:14:29+00:00** Recommendation: Do pass. `committee-passage-favorable`
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- **2017-05-15T16:34:42+00:00** Second reading. `reading-2`
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- **2017-05-16T18:59:34+00:00** Rules suspended. Carried over to May 17, 2017 Calendar.
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- **2017-05-17T19:03:22+00:00** Rules suspended. Carried over to May 18, 2017 Calendar.
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- **2017-05-18T19:01:17+00:00** Rules suspended. Carried over to May 22, 2017 Calendar.
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- **2017-05-22T19:50:17+00:00** Rules suspended. Carried over to May 23, 2017 Calendar.
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- **2017-05-23T18:38:49+00:00** Rules suspended. Carried over to May 24, 2017 Calendar.
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- **2017-05-24T21:56:50+00:00** Rules suspended. Carried over to May 25, 2017 Calendar.
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- **2017-05-25T22:00:25+00:00** Rules suspended. Carried over to May 26, 2017 Calendar.
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- **2017-05-26T15:36:22+00:00** Rules suspended. Carried over to May 30, 2017 Calendar.
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- **2017-05-30T18:44:50+00:00** Rules suspended. Carried over to May 31, 2017 Calendar.
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- **2017-05-31T18:56:58+00:00** Rules suspended. Carried over to June 1, 2017 Calendar.
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- **2017-06-01T18:21:36+00:00** Third reading. Carried by Evans. Passed. `passage, reading-3`
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- **2017-06-06T20:10:13+00:00** President signed. `passage`
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- **2017-06-07T22:09:22+00:00** Speaker signed. `passage`
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- **2017-06-14T22:30:00+00:00** Governor signed. `executive-signature`
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- **2017-06-22T19:33:15+00:00** Chapter 313, 2017 Laws.
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- **2017-06-22T19:37:17+00:00** Effective date, January 1, 2018.
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## Source
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OpenStates / OpenCivicData bulk snapshot [2026-07-01](https://data.openstates.org/daily/2026-07-01/public.pgdump); origin `ocd-bill/93ffb81b-fdd9-4e12-b2a9-22a2bb28164d`. Confidence: reported (aggregated from official Oregon legislature records).
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