Fabio
89 lines
5.6 KiB
Markdown
89 lines
5.6 KiB
Markdown
---
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type: "Bill"
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title: "Commerce and Insurance, Dept. of - As enacted, permits the commissioner to require submission of a set of fingerprints by an investment adviser representative applicant; updates when registration as an issuer-dealer becomes effective after submission of an application; and makes other various changes regarding the regulation of financial services. - Amends TCA Title 48, Chapter 1, Part 1 and Title 56, Chapter 6, Part 1."
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description: "Commerce and Insurance, Dept. of - As enacted, permits the commissioner to require submission of a set of fingerprints by an investment adviser representative applicant; updates when registration as an issuer-dealer becomes effective after submission of an application; and makes other various changes regarding the regulation of financial services. - Amends TCA Title 48, Chapter 1, Part 1 and Title 56, Chapter 6, Part 1."
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jurisdiction: "us/states/tn"
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legislature: "Tennessee General Assembly"
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session: "113"
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identifier: "SB 238"
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citation: "Tennessee SB 238 (113)"
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classification: ["bill"]
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subjects: ["Commerce and Insurance", "Dept. of"]
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status: "enacted"
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primary_sponsors: ["Johnson"]
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version_count: 4
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action_count: 26
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vote_count: 6
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first_action: "2023-01-19"
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last_action: "2023-04-18"
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source: "openstates"
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source_identifier: "ocd-bill/7b9b062b-dc91-4b2a-8a8f-beb145b87912"
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source_url: "http://wapp.capitol.tn.gov/apps/BillInfo/default.aspx?BillNumber=SB0238&GA=113"
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source_hash: "0222bb62d561380231e3d3f85e810c5a0a32cb8e7c3c0a210187879bab12c356"
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vintage: "2026-07-01"
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source_snapshot: "https://data.openstates.org/daily/2026-07-01/public.pgdump"
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retrieved_at: "2026-07-06"
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confidence: "reported"
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tags: ["legislation", "bill", "us-tn"]
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---
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# Tennessee SB 238 (113) — Commerce and Insurance, Dept. of - As enacted, permits the commissioner to require submission of a set of fingerprints by an investment adviser representative applicant; updates when registration as an issuer-dealer becomes effective after submission of an application; and makes other various changes regarding the regulation of financial services. - Amends TCA Title 48, Chapter 1, Part 1 and Title 56, Chapter 6, Part 1.
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## Version chain
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The bill's text revisions, in order — the diff chain from filing to enrollment.
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1. **Amendment HA0018** (committee substitute) — [source](https://www.capitol.tn.gov/Bills/113/Amend/HA0018.pdf)
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2. **Amendment HA0088** (committee substitute) — [source](https://www.capitol.tn.gov/Bills/113/Amend/HA0088.pdf)
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3. **Amendment SA0033** (committee substitute) — [source](https://www.capitol.tn.gov/Bills/113/Amend/SA0033.pdf)
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4. **Current Version** (committee substitute) — [source](https://www.capitol.tn.gov/Bills/113/Bill/SB0238.pdf)
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## Votes
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- FLOOR VOTE: REGULAR CALENDAR AS AMENDED PASSAGE ON THIRD CONSIDERATION 3/13/2023 Passed (1) — **94–0** (pass) · lower
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- FLOOR VOTE: Motion to Concur 3/20/2023 Passed (1) — **32–0** (pass) · upper
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- SENATE FINANCE, WAYS AND MEANS COMMITTEE: Recommended for passage, refer to Senate Calendar Committee 2/28/2023 Passed — **11–0** (pass) · upper
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- FLOOR VOTE: as Amended Third Consideration 3/6/2023 Passed (2) — **30–0** (pass) · upper
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- SENATE FINANCE, WAYS AND MEANS COMMITTEE: Recommended for passage, refer to Senate Calendar Committee 2/28/2023 Passed (3) — **11–0** (pass) · upper
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- SENATE COMMERCE AND LABOR COMMITTEE: Recommended for passage with amendment/s, refer to Senate Finance, Ways, and Means Committee Ayes 6, Nays 0 PNV 0 2/14/2023 Passed — **6–0** (pass) · upper
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## Sponsors
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- Johnson — primary (person)
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## Timeline
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The legislative action history — every referral, reading, and vote.
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- **2023-01-19** Filed for introduction `filing`
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- **2023-01-20** Introduced, Passed on First Consideration `introduction`
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- **2023-01-21** Passed on Second Consideration, refer to Senate Commerce and Labor Committee `passage`
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- **2023-02-07** Placed on Senate Commerce and Labor Committee calendar for 2/14/2023
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- **2023-02-14** Recommended for passage with amendment/s, refer to Senate Finance, Ways, and Means Committee Ayes 6, Nays 0 PNV 0
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- **2023-02-21** Placed on Senate Finance, Ways, and Means Committee calendar for 2/28/2023
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- **2023-02-28** Recommended for passage, refer to Senate Calendar Committee
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- **2023-03-03** Placed on Senate Regular Calendar for 3/6/2023
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- **2023-03-06** Engrossed; ready for transmission to House `receipt`
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- **2023-03-06** Passed Senate as amended, Ayes 30, Nays 0 `passage`
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- **2023-03-06** Senate adopted Amendment (Amendment 1 - SA0033)
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- **2023-03-07** Sponsor(s) Added. `sponsorship`
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- **2023-03-09** Rcvd. from S., held on H. desk.
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- **2023-03-13** Passed H., as am., Ayes 94, Nays 0, PNV 0 `passage`
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- **2023-03-13** H. adopted am. (Amendment 2 - HA0088) `amendment-passage`
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- **2023-03-13** Am. withdrawn. (Amendment 1 - HA0018) `amendment-withdrawal`
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- **2023-03-13** Subst. for comp. HB. `substitution`
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- **2023-03-16** Placed on Senate Message Calendar for 3/20/2023
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- **2023-03-20** Concurred, Ayes 32, Nays 0 (Amendment 2 - HA0088) `passage`
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- **2023-03-22** Signed by Senate Speaker `passage`
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- **2023-03-22** Enrolled and ready for signatures `enrolled`
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- **2023-03-23** Signed by H. Speaker `passage`
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- **2023-03-24** Transmitted to Governor for action. `executive-receipt`
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- **2023-04-04** Signed by Governor. `executive-signature`
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- **2023-04-18** Effective date(s) 04/04/2023; 01/01/2024
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- **2023-04-18** Pub. Ch. 112
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## Source
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OpenStates / OpenCivicData bulk snapshot [2026-07-01](https://data.openstates.org/daily/2026-07-01/public.pgdump); origin `ocd-bill/7b9b062b-dc91-4b2a-8a8f-beb145b87912`. Confidence: reported (aggregated from official Tennessee legislature records).
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