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republic-os/legal/us/code/title-15/chapter-2b/section-78o-1.md
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Ingested titles 12–51 and 54 from OLRC USLM XML @119-100 (the whole Code
now, uniform edition; Title 53 is reserved/empty). LegalText 11,221 ->
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verified on Title 42's 8,356 sections); make check green. make
legal-us-code default now covers every title.

Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
2026-07-06 10:51:44 -04:00

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---
type: "LegalText"
title: "15 U.S.C. § 78o1"
description: "Brokers deemed to be registered"
jurisdiction: "us"
corpus: "united_states_code"
kind: "code_section"
title_number: 15
title_name: "COMMERCE AND TRADE"
chapter_number: "2B"
chapter_name: "SECURITIES EXCHANGES"
section: "78o1"
citation: "15 U.S.C. § 78o1"
status: "current"
release_point: "119-100"
release_date: "2026-06-26"
source: "official"
source_url: "https://uscode.house.gov/download/releasepoints/us/pl/119/100/xml_usc15@119-100.zip"
source_identifier: "/us/usc/t15/s78o1"
source_file: "data/legal/raw/us/code/title-15/usc15.xml"
source_hash: "d035a1bd3174e411950c022f7c9c2f075deed642abe467fedfebf2fbc465da17"
raw_snapshot_hash: "6982338d990ef19d6b52bff6825089bdd6d0ee1233d9382673faf533decd5059"
text_hash: "02802d1be7cd99f69f92c736c259b5bab47626a685823f3690ccc4fc0ce51a65"
retrieved_at: "2026-07-04"
confidence: "official"
tags: ["legal", "us-code"]
---
# 15 U.S.C. § 78o1 - Brokers deemed to be registered
## Text
All brokers and dealers for whom registration was in effect on May 27, 1936, in accordance with rules and regulations of the Commission prescribed pursuant to section 78o of this title shall be deemed to be registered pursuant to said section.
(May 27, 1936, ch. 462, § 10, 49 Stat. 1380.)
## Notes
Editorial Notes
Codification Section was not enacted as a part of the Securities Exchange Act of 1934 which comprises this chapter.
Executive Documents
Transfer of Functions For transfer of functions of Securities and Exchange Commission, with certain exceptions, to Chairman of such Commission, see Reorg. Plan No. 10 of 1950, §§ 1, 2, eff. May 24, 1950, 15 F.R. 3175, 64 Stat. 1265, set out under section 78d of this title.