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Ingested titles 12–51 and 54 from OLRC USLM XML @119-100 (the whole Code now, uniform edition; Title 53 is reserved/empty). LegalText 11,221 -> 59,740; repo total 105,704 records. Deterministic (byte-identical rerun, verified on Title 42's 8,356 sections); make check green. make legal-us-code default now covers every title. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
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| LegalText | 15 U.S.C. § 78o–4a | Commission Office of Municipal Securities | us | united_states_code | code_section | 15 | COMMERCE AND TRADE | 2B | SECURITIES EXCHANGES | 78o–4a | 15 U.S.C. § 78o–4a | current | 119-100 | 2026-06-26 | official | https://uscode.house.gov/download/releasepoints/us/pl/119/100/xml_usc15@119-100.zip | /us/usc/t15/s78o–4a | data/legal/raw/us/code/title-15/usc15.xml | 4212eb968d8e92f7ae64fef69fe1fef89321b7511624e0540e0f24050f31276f | 6982338d990ef19d6b52bff6825089bdd6d0ee1233d9382673faf533decd5059 | 8595120e1899a8a59f9350a7f901df5d5d074dd4743f5bf95ae9405826b81d80 | 2026-07-04 | official |
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15 U.S.C. § 78o–4a - Commission Office of Municipal Securities
Text
(a) In general There shall be in the Commission an Office of Municipal Securities, which shall—
(1) administer the rules of the Commission with respect to the practices of municipal securities brokers and dealers, municipal securities advisors, municipal securities investors, and municipal securities issuers; and
(2) coordinate with the Municipal Securities Rulemaking Board for rulemaking and enforcement actions as required by law.
(b) Director of the Office The head of the Office of Municipal Securities shall be the Director, who shall report to the Chairman.
(c) Staffing (1) In general The Office of Municipal Securities shall be staffed sufficiently to carry out the requirements of this section.
(2) Requirement The staff of the Office of Municipal Securities shall include individuals with knowledge of and expertise in municipal finance.
(Pub. L. 111–203, title IX, § 979, July 21, 2010, 124 Stat. 1926.)
Notes
Editorial Notes
Codification Section was enacted as part of the Investor Protection and Securities Reform Act of 2010 and also as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and not as part of the Securities Exchange Act of 1934 which comprises this chapter.
Statutory Notes and Related Subsidiaries
Effective DateSection effective 1 day after July 21, 2010, except as otherwise provided, see section 4 of Pub. L. 111–203, set out as a note under section 5301 of Title 12, Banks and Banking.
Definitions For definitions of terms used in this section, see section 5301 of Title 12, Banks and Banking.