Fabio
76b8ec33a7
Ingested titles 12–51 and 54 from OLRC USLM XML @119-100 (the whole Code now, uniform edition; Title 53 is reserved/empty). LegalText 11,221 -> 59,740; repo total 105,704 records. Deterministic (byte-identical rerun, verified on Title 42's 8,356 sections); make check green. make legal-us-code default now covers every title. Co-Authored-By: Claude Opus 4.8 <noreply@anthropic.com>
58 lines
2.5 KiB
Markdown
58 lines
2.5 KiB
Markdown
---
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type: "LegalText"
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title: "15 U.S.C. § 78o–4a"
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description: "Commission Office of Municipal Securities"
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jurisdiction: "us"
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corpus: "united_states_code"
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kind: "code_section"
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title_number: 15
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title_name: "COMMERCE AND TRADE"
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chapter_number: "2B"
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chapter_name: "SECURITIES EXCHANGES"
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section: "78o–4a"
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citation: "15 U.S.C. § 78o–4a"
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status: "current"
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release_point: "119-100"
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release_date: "2026-06-26"
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source: "official"
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source_url: "https://uscode.house.gov/download/releasepoints/us/pl/119/100/xml_usc15@119-100.zip"
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source_identifier: "/us/usc/t15/s78o–4a"
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source_file: "data/legal/raw/us/code/title-15/usc15.xml"
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source_hash: "4212eb968d8e92f7ae64fef69fe1fef89321b7511624e0540e0f24050f31276f"
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raw_snapshot_hash: "6982338d990ef19d6b52bff6825089bdd6d0ee1233d9382673faf533decd5059"
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text_hash: "8595120e1899a8a59f9350a7f901df5d5d074dd4743f5bf95ae9405826b81d80"
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retrieved_at: "2026-07-04"
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confidence: "official"
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tags: ["legal", "us-code"]
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---
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# 15 U.S.C. § 78o–4a - Commission Office of Municipal Securities
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## Text
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(a) In general There shall be in the Commission an Office of Municipal Securities, which shall—
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(1) administer the rules of the Commission with respect to the practices of municipal securities brokers and dealers, municipal securities advisors, municipal securities investors, and municipal securities issuers; and
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(2) coordinate with the Municipal Securities Rulemaking Board for rulemaking and enforcement actions as required by law.
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(b) Director of the Office The head of the Office of Municipal Securities shall be the Director, who shall report to the Chairman.
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(c) Staffing (1) In general The Office of Municipal Securities shall be staffed sufficiently to carry out the requirements of this section.
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(2) Requirement The staff of the Office of Municipal Securities shall include individuals with knowledge of and expertise in municipal finance.
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(Pub. L. 111–203, title IX, § 979, July 21, 2010, 124 Stat. 1926.)
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## Notes
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Editorial Notes
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Codification Section was enacted as part of the Investor Protection and Securities Reform Act of 2010 and also as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act, and not as part of the Securities Exchange Act of 1934 which comprises this chapter.
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Statutory Notes and Related Subsidiaries
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Effective DateSection effective 1 day after July 21, 2010, except as otherwise provided, see section 4 of Pub. L. 111–203, set out as a note under section 5301 of Title 12, Banks and Banking.
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Definitions For definitions of terms used in this section, see section 5301 of Title 12, Banks and Banking.
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