Fabio
78 lines
5.0 KiB
Markdown
78 lines
5.0 KiB
Markdown
---
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type: "Bill"
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title: "Exempt Reqmnt Register Security If Notice Filing"
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description: "Existing law generally requires that, for a person to issue a security, either the security or the person must be exempt or the person must register the security with the securities commissioner. The federal 'National Securities Markets Improvement Act of 1996' (NSMIA) preempts certain provisions of the 'Colorado Securities Act' that require the filing of a registration statement and the collection of fees for mutual fund offerings. NSMIA permits state securities regulators to require only notice filing and the payment of a required fee for mutual fund offerings."
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jurisdiction: "us/states/co"
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legislature: "Colorado General Assembly"
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session: "2018A"
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identifier: "HB 18-1388"
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citation: "Colorado HB 18-1388 (2018A)"
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classification: ["bill"]
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subjects: []
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status: "enacted"
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primary_sponsors: ["Alec Garnett", "Jack Tate"]
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version_count: 8
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action_count: 12
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vote_count: 2
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first_action: "2018-04-12T06:00:00+00:00"
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last_action: "2018-05-29T06:00:00+00:00"
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source: "openstates"
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source_identifier: "ocd-bill/503509e3-2f9f-49d0-a195-64936b871786"
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source_url: "http://leg.colorado.gov/bills/hb18-1388"
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source_hash: "08338ff3b503a2ed5535884d15cdd09e3905ebe5655ec08cb4ca00238bcf503c"
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vintage: "2026-07-01"
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source_snapshot: "https://data.openstates.org/daily/2026-07-01/public.pgdump"
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retrieved_at: "2026-07-06"
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confidence: "reported"
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tags: ["legislation", "bill", "us-co"]
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---
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# Colorado HB 18-1388 (2018A) — Exempt Reqmnt Register Security If Notice Filing
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Existing law generally requires that, for a person to issue a security, either the security or the person must be exempt or the person must register the security with the securities commissioner. The federal 'National Securities Markets Improvement Act of 1996' (NSMIA) preempts certain provisions of the 'Colorado Securities Act' that require the filing of a registration statement and the collection of fees for mutual fund offerings. NSMIA permits state securities regulators to require only notice filing and the payment of a required fee for mutual fund offerings.
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## Version chain
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The bill's text revisions, in order — the diff chain from filing to enrollment.
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1. **Committee Amendment** (committee substitute) — [source](http://leg.colorado.gov/sites/default/files/documents/2018a/bills/cr/2018a_hb1388_s_fin_001.pdf)
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2. **Engrossed (04/26/2018)** (committee substitute) — [source](http://leg.colorado.gov/sites/default/files/documents/2018A/bills/2018a_1388_eng.pdf)
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3. **Final Act (05/14/2018)** (committee substitute) — [source](http://leg.colorado.gov/sites/default/files/documents/2018A/bills/2018a_1388_enr.pdf)
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4. **Introduced (04/12/2018)** (committee substitute) — [source](http://leg.colorado.gov/sites/default/files/documents/2018A/bills/2018a_1388_01.pdf)
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5. **Reengrossed (04/27/2018)** (committee substitute) — [source](http://leg.colorado.gov/sites/default/files/documents/2018A/bills/2018a_1388_ren.pdf)
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6. **Rerevised (05/03/2018)** (committee substitute) — [source](http://leg.colorado.gov/sites/default/files/documents/2018A/bills/2018a_1388_rer.pdf)
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7. **Revised (05/02/2018)** (committee substitute) — [source](http://leg.colorado.gov/sites/default/files/documents/2018A/bills/2018a_1388_rev.pdf)
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8. **Signed Act (05/29/2018)** (committee substitute) — [source](http://leg.colorado.gov/sites/default/files/documents/2018A/bills/2018a_1388_signed.pdf)
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## Votes
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- BILL — **64–0** (pass) · upper
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- BILL — **33–0** (pass) · upper
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## Sponsors
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- Alec Garnett — primary (person)
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- Jack Tate — primary (person)
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## Timeline
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The legislative action history — every referral, reading, and vote.
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- **2018-05-29T06:00:00+00:00** Governor Signed `executive-signature`
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- **2018-05-14T06:00:00+00:00** Signed by the President of the Senate
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- **2018-05-14T06:00:00+00:00** Sent to the Governor `executive-receipt`
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- **2018-05-11T06:00:00+00:00** Signed by the Speaker of the House
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- **2018-05-03T06:00:00+00:00** Senate Third Reading Passed - No Amendments `reading-3, passage`
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- **2018-05-02T06:00:00+00:00** Senate Second Reading Special Order - Passed - No Amendments
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- **2018-05-01T06:00:00+00:00** Senate Committee on Finance Refer Unamended - Consent Calendar to Senate Committee of the Whole `committee-passage`
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- **2018-04-27T06:00:00+00:00** Introduced In Senate - Assigned to Finance `introduction`
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- **2018-04-27T06:00:00+00:00** House Third Reading Passed - No Amendments `reading-3, passage`
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- **2018-04-26T06:00:00+00:00** House Second Reading Special Order - Passed - No Amendments
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- **2018-04-25T06:00:00+00:00** House Committee on Finance Refer Unamended to House Committee of the Whole `referral-committee, committee-passage`
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- **2018-04-12T06:00:00+00:00** Introduced In House - Assigned to Finance `introduction`
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## Source
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OpenStates / OpenCivicData bulk snapshot [2026-07-01](https://data.openstates.org/daily/2026-07-01/public.pgdump); origin `ocd-bill/503509e3-2f9f-49d0-a195-64936b871786`. Confidence: reported (aggregated from official Colorado legislature records).
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