Fabio
69 lines
3.7 KiB
Markdown
69 lines
3.7 KiB
Markdown
---
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type: "Bill"
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title: "Holding a control person liable for violations of the Kansas uniform securities act by an individual subject to discipline under the act unless the control person was unaware and could not reasonably have known of the violations of such individual."
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description: "Holding a control person liable for violations of the Kansas uniform securities act by an individual subject to discipline under the act unless the control person was unaware and could not reasonably have known of the violations of such individual."
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jurisdiction: "us/states/ks"
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legislature: "Kansas Legislature"
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session: "2023-2024"
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identifier: "SB 405"
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citation: "Kansas SB 405 (2023-2024)"
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classification: ["bill"]
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subjects: []
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status: "enacted"
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primary_sponsors: []
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version_count: 2
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action_count: 17
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vote_count: 0
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first_action: "2024-01-26"
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last_action: "2024-04-25"
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source: "openstates"
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source_identifier: "ocd-bill/5516fe7e-9e52-4d73-b52e-333f967a61b4"
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source_url: "http://kslegislature.org/li/b2023_24/measures/sb405/"
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source_hash: "7c20e4b0e25e125fc03d7d9827e8f6441fe16a79b6f9e6874f4b2bd2b26bd9ab"
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vintage: "2026-07-01"
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source_snapshot: "https://data.openstates.org/daily/2026-07-01/public.pgdump"
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retrieved_at: "2026-07-06"
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confidence: "reported"
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tags: ["legislation", "bill", "us-ks"]
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---
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# Kansas SB 405 (2023-2024) — Holding a control person liable for violations of the Kansas uniform securities act by an individual subject to discipline under the act unless the control person was unaware and could not reasonably have known of the violations of such individual.
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## Version chain
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The bill's text revisions, in order — the diff chain from filing to enrollment.
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1. **As introduced** (filed) — [source](http://www.kslegislature.gov/li/b2023_24/measures/documents/sb405_00_0000.pdf)
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2. **Enrolled** (enrolled) — [source](http://www.kslegislature.gov/li/b2023_24/measures/documents/sb405_enrolled.pdf)
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## Sponsors
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- Committee on Financial Institutions and Insurance — primary (organization)
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## Timeline
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The legislative action history — every referral, reading, and vote.
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- **2024-01-26** Introduced `introduction`
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- **2024-01-29** Referred to Committee on Financial Institutions and Insurance `referral-committee`
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- **2024-01-31** Hearing: Tuesday, February 6, 2024, 9:30 AM Room 546-S
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- **2024-02-15** Committee Report recommending bill be passed by Committee on Financial Institutions and Insurance `committee-passage-favorable`
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- **2024-02-21** Committee of the Whole - Now working on
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- **2024-02-21** Committee of the Whole - Be passed `passage`
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- **2024-02-22** Final Action - Passed; Yea: 29 Nay: 10 `passage`
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- **2024-02-22** Received and Introduced `introduction`
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- **2024-02-23** Referred to Committee on Insurance `referral-committee`
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- **2024-02-28** Withdrawn from Committee on Insurance; Referred to Committee on Financial Institutions and Pensions `referral-committee`
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- **2024-03-13** Hearing: Monday, March 18, 2024, 9:00 AM Room 582-N
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- **2024-03-19** Committee Report recommending bill be passed by Committee on Financial Institutions and Pensions `committee-passage-favorable`
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- **2024-03-25** Committee of the Whole - Now working on
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- **2024-03-25** Committee of the Whole - Be passed `passage`
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- **2024-03-26** Final Action - Passed; Yea: 117 Nay: 6 `passage`
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- **2024-04-02** Enrolled and presented to Governor on Tuesday, April 2, 2024 `executive-receipt`
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- **2024-04-25** Approved by Governor on Friday, April 12, 2024 `executive-signature`
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## Source
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OpenStates / OpenCivicData bulk snapshot [2026-07-01](https://data.openstates.org/daily/2026-07-01/public.pgdump); origin `ocd-bill/5516fe7e-9e52-4d73-b52e-333f967a61b4`. Confidence: reported (aggregated from official Kansas legislature records).
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